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Computational Fluid Dynamics Simulation of Indoor Air Quality and Thermal Stratification of an Underfloor Air Distribution System (UFAD) with Various Vent Layouts

The underfloor air distribution (UFAD) system has not been able to penetrate the residential and commercial air conditioning industry significantly until now. To date, the most notable applications are found in datacenters because of their more demanding thermal stratification and cooling requirements. In addition to highlighting the advantages of the UFAD system over the traditional overhead (OH) system, this study compares various ventilation layouts for a UFAD system. Four different UFAD ventilation layouts are compared and one OH layout. The results show that using multiple swirl-type diffusers creates a more uniform floor-to-knee temperature and less air recirculation than the rectangular grille-type diffusers. Placing the return vents on the sides of the room creates a cooler environment by isolating recirculating air to a smaller space. At the end of the study, a design guide matrix is presented to summarize how the supply and return vent layout affects air conditioning performance.

A comprehensive analysis of the advantages, disadvantages and barriers to the UFAD technology can be found in Zhang et al. [12]. Aside from having limited literature, the key issues of UFAD include the need for simplified load calculation, control of thermal stratification and high energy consumption in humid climates. Another issue of UFAD is air leakage in the floor/tile joints. A comparative study on the leakage characteristics of plenum-and duct-supplied UFAD and OH system can be found in Iyengar et al. [13]. The study concluded that OH systems only experience leakage due to exfiltration of air in window and door gaps, while leakage in UFAD systems may be reduced by up to 64% by using a ducted supply.
Better indoor air quality in UFAD systems is achieved by delivering fresh air at occupant level. With regards to cost, Webster et al. [14] showed that the capital cost for UFAD is only 4%-6% greater compared to an OH system. The additional investment cost can be easily offset by improvement in productivity and health due to better ITC and IAQ. Several studies have investigated the capital and operational costs of UFAD versus OH systems. UFAD has a first cost premium of about 3.5 USD per gross square foot (gsf) [14]. This is mostly because of the construction of a raised floor plenum. In terms of annual operating costs, it has been estimated that UFAD systems can be cheaper by 1 to 3 USD per gsf [14]; 0.45 USD per gsf [15]; and 0.26 to 1.82 USD per gsf [2]. Furthermore, Germershausen [16] claimed that for every 1 USD additional expense, about 5 USD is saved over the building's life cycle with UFAD. The operational cost savings are mostly due to reduced fan power resulting from improved thermal stratification.
The most important characteristic of an effective UFAD system is its thermal stratification. Energy savings, comfortable room temperature and good air quality are mostly the result of properly controlled vertical temperature gradients [17,18]. However, thermal stratification of UFAD usually deteriorates in actual implementation [11]. Because of this, their actual energy consumption is usually higher than designed. There is definitely a need for investigating the complex pattern of airflow in UFAD [19].
With regards to vent positioning, Bauman et al. [20] recommend task air conditioning (TAC) to further improve ITC and IAQ. This strategically positions vents within workstations to condition only the immediate environment of the user. However, modeling particle dispersion in a personalized ventilation system, Zhao et al. [21] observed that personalized ventilation, is not always effective in removing contaminant particles, especially due to the wide variation in particle sizes. On a different note, Almesri et al. [22] looked into the effect of changing the supply diffuser used to thermal comfort.
Furthermore, a few studies have utilized computational fluid dynamics (CFD) simulation to investigate ventilated enclosures. The use of building simulation in assisting the conceptual design stage is discussed in Xia et al. [23]. On the other hand, a comparison study between UFAD and OH using two-dimensional CFD simulation was done in Ho et al. [24]. The study concluded that UFAD performs better than OH systems in terms of contaminant removal and energy consumption. As mentioned above, Zhao et al. [21] modeled particle dispersion in a personalized ventilation system. A numerical model of thermal stratification in UFAD systems concluded that the ratio between jet length and enclosure height (thermal length) is a good predictor for thermal stratification in a ventilated space [25]. Finally, Kim et al. [26] used CFD to observe thermal stratification of a UFAD equipped indoor theater space, showing that UFAD can control thermal stratification better than OH systems.
There is clearly a need for more investigative studies to further the development and wide adoption of UFAD technology. This is not possible without the availability of studies providing quantitative evidence supporting the claimed benefits of UFAD over OH systems. As understood from the above review of related literature, there is a clear need to further study the effects of vent positioning on thermal comfort and air quality.
This present work hypothesizes that significant performance improvement can be derived from a more strategic placement of supply and return vents, especially from UFAD systems which have a more pronounced thermal stratification.
Through computational fluid dynamics simulation, the present study augments existing literature on UFAD performance improvement. Four ventilation layouts are simulated to understand their effects on air flow path, temperature and air quality. Novelty is elaborated further in the proceeding section on literature review.

Literature Review
This section summarizes previous studies observing the effects of varying supply, return and exhaust vent positioning in UFAD systems. With regards to vent positioning, three types of studies have generally been conducted: (a) Comparing OH and UFAD; (b) Varying supply and return vent location; (c) Effects of separating exhaust and return vent locations.
A few studies of Shrivastava et al. [27] and Chou et al. [28] have used CFD methods to compare UFADand OH-based vent layouts and favored UFAD over OH configurations based on pollutant removal and thermal comfort. Also, Petrone et al. [29] investigated different ventilation systems in a theatre room configuration. According to this study, UFAD systems provide a more uniform thermal distribution. Similar results were obtained by Kong et al. [30]. On a different note, Taherl et al. [31] commented that optimal operation of the ventilation systems under study would require continuous monitoring and feedback from the occupants.
On the other hand, Heidarinejad et al. [32] investigated the relationship between various return ventilation heights to ITC and IAQ using CFD simulation (Airpak 2.0). Results suggested installing the return vent at just about the upper boundary of the occupied zone. Using CFD methods, de Carli et al. [33] investigated the effect of supply and return vent layout, highly similar to the present work, but focused only on ventilation effectiveness for contaminant removal. It was concluded that it is best to have the return vents on the ceiling than on the walls, regardless of where the supply vent is located.
Recently, it was observed that separating the location of exhaust and return vents in UFAD systems could result to significant energy savings. Xu et al. [34] and Cheng et al. [35] discussed how a reduced cooling load may be attained by separating the exhaust and return vents. Fathollahzadeh et al. [36] showed that as much as 10.5% energy savings can be achieved with this. Cheng et al. [37] added that separating exhaust and return while lowering return vent height, results to energy savings but decreases ITC by increasing the vertical temperature gradient. This discomfort is observed to be more common to female occupants, as reported by Matsunawa et al. [38] and Bos et al. [39].
In cases wherein the ventilation system cannot be manipulated anymore, Zhuang et al. [40] looked into how furniture layout can be varied to control IAQ and ITC. A CFD simulation model was then pre-validated using published data, such as in the present work.
Following literature review, it is noted that CFD is widely used and accepted in the analysis of air distribution systems. Also, when the supply vent location was varied, the return vent location had always been held constant in previous studies. Also, for studies varying both, the focus had only been on ventilation effectiveness and contaminant removal. This present study augments existing literature by providing a focus on thermal stratification, simultaneously varying both supply and return locations, and analyzing air flow trajectory to reveal potential IAQ issues.

Methods
The calculations were done using a vertex-centered, finite volume approach. Meshing information and boundary conditions can be found in Section 4 of this manuscript. The High Resolution Upwind Advection Scheme was used for discretization. This is based on the boundedness principles of Barth et al. [41]. In place of the total energy equation, the thermal energy equation was used in this study to simplify the iterations. For flows not exceeding a Mach number of 0.3, the mean flow kinetic energy effects can be neglected [42]. Regarding pressure-velocity coupling, the Rhie-Chow approach was used. Furthermore, automatic timescale selection was used in the simulations, making use of CFX's built-in heuristics for selecting appropriate timescales based on the method.
Other details pertaining to the turbulence model used, number of iterations, and others can be found in the latter part of this section. The details pertaining to the use of ANSYS CFX in obtaining the solutions for this study are elaborated below.
The CFD simulations were conducted on the software platform ANSYS CFX 14.5 [43]. The following set of governing incompressible flow equations are solved iteratively using the software package [44]. Eq. (1) is the continuity equation; Eqs. (2) and (3) constitute the momentum balance equation; while Eq. (4) shows the thermal energy equation, which is used over the total energy equation. where, where ρ is density, which is assumed to be constant all-throughout the volume; t is time; τ is shear stress; μ is dynamic viscosity; T is static temperature; h is specific static enthalpy; p is static pressure; U is the velocity vector; g is the acceleration due to gravity for the buoyancy term; and S_E is the energy source, which is assumed to be zero in this simulation. It should be noted that Boussinesq approximations are used in this simulation, which assumes that density changes within the flow field are insignificant, except in the generation of buoyancy forces where density is assumed to depend on temperature only.
The turbulence model used in the study is the Shear Stress Transport (SST) model by Menter et al. [45]. This model is based on k-ω and has an advantage over the traditional k-epsilon model, which underpredicts flow separation effects. The SST model takes advantage of a fine mesh near the wall when necessary and the simplicity of k-epsilon based models in the bulk flow region, allowing it to accurately predict flow separation under adverse pressure gradients. This makes it ideal for the application, which creates adverse pressure gradients at the vents. The mathematical formulation of this model has had multiple variations over the years. The original formulation of this two-equation turbulence model can be found in Menter et al. [46,47]. NASA [48] provides a detailed documentation of this model, including corrections and developments applied to it from 2003 to 2015.
On the number of iterations, the study started with 100 iterations and progressed all the way to 1000 iterations. It was found that the results did not significantly change anymore beyond 800 iterations. Relevant information on the simulation can be found on Tab. 1.

.1 Grid Refinement Study
To determine the final mesh configuration, a grid refinement study was conducted. This was done by gradually decreasing element sizes inside the control volume (see Fig. 1). These were adjusted using the 'relevance' feature of ANSYS CFX. All the element sizes considered had a relevance center of Fine, while the relevance was gradually increased from -70 to +30 in order to reduce the element sizes in each simulation. Adjusting the relevance parameter in ANSYS CFX Meshing allows the user to change element size within the control volume, while maintaining the size ratios of the elements coming from different areas of the volume. If preferred, this feature saves the user from manually adjusting the element size on each area. The final element sizes (at different areas) are shown on Tab. 2. Grid independence was achieved using a fine mesh with a relevance of 10. This is equivalent to approximately 1.3 million elements. Meshing was refined in key areas of the volume using face sizing, i.e., on door gaps and ventilation openings.

Validation of the Simulation Model
The computational fluid dynamics simulation model used in this paper was validated by means of actual experimentation. The experiment was conducted inside a 54.57 cu.m. room with overhead ventilation. The layout of this room is shown on Fig. 2. The experiment did three cycles of measurements, taking the average  Figure 1: Grid refinement study results, plotting number of elements against the average percentage error for the prediction of static temperature at the end. Temperature was measured at 105 points using a combination of infrared thermometers and digital thermometers, and CO 2 concentration at 45 points using a CO 2 analyzer. Additionally, air speed, temperature and CO 2 concentration measurements were taken at the openings of the supply and return vents, and door gap. The details of this experiment are summarized in Tab. 3.  The average percentage errors between the ANSYS CFX computational model and the actual experiment were 13% for temperature and 6% for CO 2 concentration. For temperature, there were a few points which reached an error of 27.4%, 27.1%, 23.2% and 15.7%. These were the measurement points on the glazing, beside the door air gap, directly under the diffuser vent, and beside the glazing again, respectively. The rest of the hundred-plus measurement points recorded an error of 10% or less. The large errors were attributed to the effect of substantial air movement directly below the vents and near the door gap. Fortunately, there were no glazing and door air gaps used in the experimental portion of the study, addressing majority of these errors. In the experiments, temperature readings at the mouth of the diffuser vents were analyzed knowing that the simulation underpredicts them (i.e., predicted to be cooler). For CO 2 concentration, 80% of the measured points had an error of 5% or less. However, a few points recorded an error of 35%, 13% and 12%. These were points directly below the supply vent, and return vent (i.e., 13% and 12%), respectively. Similarly, the researchers attribute these errors to the substantial air movement affecting the readings of the CO 2 analyzer. Aside from those, the authors believe the simulation model predicts temperature and CO 2 concentration with acceptable accuracy.

Ventilation Layouts
Past the pre-validation stage of the CFD model, 5 ventilation layouts were studied-4 of which were utilizing UFAD. The selected layouts for UFAD were general layouts which were given the following names for the purpose of this study: Surrounded, distributed, lengthwise and perimeter. Small swirl diffusers were used when it is desired to spread plenty of supply diffusers within the room. Alternatively, rectangular grilles were used when the diffusers had to be situated beside the walls [49]. For this reason, the surrounded and distributed layouts were equipped with multiple swirl type supply diffusers, whereas the lengthwise and perimeter layouts used rectangular grille diffusers in this study. For the purpose of comparison, the last layout studied is a traditional OH layout. More details on the selected ventilation layouts can be found in Lopez et al. [50], an earlier study of the authors. The simulated rooms are also illustrated in Fig. 2.
To ensure that the effects are due to ventilation layout changes only, the boundary conditions are maintained for all setups. These are shown in Tab. 4. The only momentum sources in the control volume are the supply vents. To ensure that there is no accumulation inside the control volume, the return vent (sink) is given a static flow rate that matches the total of all the supply vents. As for energy transfer, the control volume is given an initial condition of 25°C and allowed to reach steady state temperature through convection with the conditioned air supplied at 16.6°C. To simplify and ensure that only the vent positioning effects are observed, glazing and other objects (e.g., furniture) were removed in the experimental part of the study. This should also reduce the effects of radiative heat transfer. Temperature is plotted on three different locations and six different heights for each layout (Fig. 3). Greater vertical temperature gradients for underfloor layouts (~7 degrees) were obtained compared to the overhead layout (~2 degrees). The larger temperature gradient is desired energy-wise, especially if only the occupied space is cooled. For UFAD ventilated enclosures, warmer air naturally accumulates at the exhaust zone due to buoyancy effects, which is promoted by the flow of conditioned air from floor to ceiling. However, this vertical gradient can sometimes be uncomfortable to some occupants. As expected, the temperature distribution in an OH system is almost uniform due to complete mixing of air. It is common for some energy to be lost at ceiling level for OH systems because the supply air has to exchange heat with exhaust air. This is avoided in a UFAD system.  Figure 3: Temperature plots at selected locations of the rooms Layouts using spread-out swirl type diffusers (i.e., surrounded and distributed layouts) show an almost constant temperature from floor-to-knee (i.e., height of 0.5 m). Even if those using rectangular grille-type supply vents showed a higher, more comfortable temperature near the floor area, the temperature significantly drops by as much as 4°C within the first 0.5 m. From the height of 0.5 m up to the ceiling, the increase in temperature is almost identical for all layouts-with the exemption of the perimeter layout. The center of the room is warmer by 2°C to 5°C in the perimeter layout compared to the other layouts (see Fig. 3). Due to complete mixing, temperature inside an OH-ventilated room is almost uniform, only varying by up to 2°C from floor to ceiling.
Temperature distribution of front, center and back zones are also compared in Fig. 4. Focusing on the occupied zone, it is seen that the UFAD system can provide a cooler environment than an OH system using the same supply air temperature and flow rate. Interestingly, it can also be observed that the UFAD layouts with return vents on the sides had a lower average temperature. Air trajectory is discussed in the next section to understand these results better.

Air Flow Trajectory
Basing on the air flow trajectories generated through the simulation (see Fig. 5), layouts using multiple swirltype supply diffusers are better ventilated. Conditioned air in these layouts do not recirculate or stagnate too much, as observed in other layouts. On the other hand, UFAD layouts which utilize rectangular grille-type supply diffusers experience significant recirculation inside the room. In the lengthwise layout, the recirculation occurs directly under the return vent, while it occurs in the east half of the room in the perimeter layout. The authors believe this significant recirculation is because of the low throw height of the rectangular grille-type diffusers. Since the mass flow rate had to be maintained constant across all layouts, the larger orifice of the rectangular grille resulted to a lower supply air velocity. Because of the minimal momentum, the supply air needs to reside longer inside the space. The longer residence time allows it to build pressure to leave the room through the return vent on the ceiling. From an indoor air quality perspective, having stagnant air inside the room is bad because of potentially accumulated contaminants in the room. For further studies, it would be interesting to validate if this is due to choking in the return vent, and if the issue can be resolved by increasing relative distance between supply and return vents or by increasing suction pressure at the return vent. Related to maintaining room temperature, it is observed in all layouts that some kind of air accumulation always occurs underneath the return vent. Layouts having the return vent on the side of the room can isolate this accumulation in a smaller space, producing a lower average room temperature.

Indoor Air Quality
CO 2 concentration inside the ventilated room is showed in Fig. 6. The distribution of CO 2 concentration is directly proportional to the thermal stratification of the room. Because of buoyancy effects in a UFAD system, the contaminated air is pushed out to the exhaust region by the new supply air, keeping the occupied region safe and healthy. However, for an OH system, it is seen that the air is completely mixed. In the OH configuration, the contaminated air is only diluted instead of flushed out. This is one of the major advantages of UFAD over OH systems.

Conclusion
In this study, the advantages of UFAD over OH systems are demonstrated via computer simulation. Transferring the supply vents to floor level creates the advantage of buoyancy effects. The pronounced thermal stratification in UFAD systems create potential energy savings by only cooling the occupied space. The same is true for indoor air quality-buoyancy effects cause contaminated air to be flushed out of the room, instead of simply being diluted.
A few key design findings have been uncovered in this study. First, it is observed that using multiple swirl-type diffusers avoids significant air recirculation and produces uniform temperature from the floor up to a height of 0.5 m. The constant temperature from floor to about 0.5 m is important for thermal comfort. Also, it is observed that layouts having the return vent on the side of the room produce a cooler environment, primarily because the room is able to isolate air stagnation in a smaller area. Unfortunately for rectangular grille-type diffusers, their low throw height causes plenty of air recirculation which is not desirable from an indoor air quality perspective.
With this knowledge, more consideration should be put into the positioning and design of supply and return vents. To aid designers and researchers, the findings of the study are summarized in a design Almost uniform temperature inside the whole room.
Zone below return vent (center of room) is warmer.

Air Flow
Uniformly distributed ventilation throughout the indoor space.
Air flow recirculates and is trapped in one side of the room.
Air flow recirculates and is trapped in the zone below the return vent.
Uniformly distributed ventilation throughout the indoor space.
Complete, rapid mixing of indoor air.
Possible choking of the return vent due to close proximity to multiple supply vents.

Indoor Air Quality
Contaminants are isolated in the exhaust zone, through buoyancy effects. Contaminants diluted in indoor air due to complete mixing. Poor indoor air quality in a particular zone due to stagnation of air. matrix in Tab. 5. The design guidelines, however, have to be taken with consideration of the actual furniture layout and the presence of other obstacles.
For future work, researchers should investigate on the predicted mean vote (PMV) and predicted percentage of dissatisfied (PPD) of such ventilation layouts to conclude if the obtained air flow and thermal stratifications are comfortable to actual occupants of the room. This can be done with guidance from ASHRAE Standard 55 [51] and ISO 7730:2005 [52].