Securities Litigation

We have successfully prosecuted and defended securities actions, both civil and regulatory.   Our victories include successful preliminary motions, settlements, and final trial/arbitration awards.  We have extensive experience in structured finance products, financial derivatives, broker-dealer and financial adviser activities. We represent companies and individuals.  We have successfully brought aiding and abetting claims against the world’s largest investment banks and attorneys. Our clients include registered investment advisors, issuers, financial advisers, high-net worth individuals and family offices.  

If you believe you have suffered financially from an investment, or you have been sued by an investor, we will provide you with a free consultation to determine if we can represent you.  In appropriate cases, we will work on a contingent fee.  We know how to make these complex cases appear simple, and we understand how to effectively investigate the matter to ensure your case is properly explained to the opposing party and, where necessary, the legal tribunal.