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Targeted Expression of Channelrhodopsin-2 to the Axon Initial Segment Alters the Temporal Firing Properties of Retinal Ganglion Cells

The axon initial segment (AIS) is essential for initiating action potentials and maintaining neuronal excitability in axon-bearing neurons in the CNS. There is increasing interest in the targeting of optogenetic tools to subcellular compartments, including the AIS, to gain precise control of neuronal activity for basic research and clinical applications. In particular, targeted expression of optogenetic tools in retinal ganglion cells (RGCs) has been explored as an approach for restoring vision after photoreceptor degeneration. Thus, understanding the effects of such targeting on spiking abilities and/or patterns is important. Here, we examined the effects of recombinant adeno-associated virus (rAAV)-mediated targeted expression of channelrhodopsin-2 (ChR2)-GFP with a NaV channel motif in mouse RGCs. We found that this targeted expression disrupted NaV channel clustering at the AIS and converted the spike firing patterns of RGCs from sustained to transient. Our results suggest that the clustering of membrane channels, including NaV channels, at the AIS is important for the ability of RGCs to generate sustained spike firing. Additionally, the targeting of optogenetic tools to the AIS with the NaV channel motif may offer a way to create transient light responses in RGCs for vision restoration.


Introduction
In neurons, action potentials (APs) play a central role in cell-to-cell communication. Precisely patterned APs are required for neurons in the CNS to process and deliver complicated information. The axon initial segment (AIS) is known to be essential for initiating APs and maintaining neuronal excitability [1]. Recently, there is increasing interest in the targeting of optogenetic tools, such as channelrhodopsin-2 (ChR2), to subcellular compartments, including the AIS, to gain precise control of neuronal activity [2][3][4]. Thus, understanding the effects of such targeting on spike firing abilities and/or patterns is important.
Retinal ganglion cells (RGCs) are the final output neurons of the retina and fire APs that transmit visual information to higher visual centers in the brain. The ectopic expression of optogenetic tools in RGCs has been explored as a promising approach for restoring vision to the blind after retinal degeneration [5][6][7]. To this end, the restoration of intrinsic spatiotemporal coding of RGCs that mimics their native information processing could be important to achieve better outcomes of the restored vision.
One of the essential visual processing features of the retina is the segregation of sustained and transient visual signals, which convey distinct visual information, such as motion and edge vs. color and acuity, to the higher visual centers of the brain [8,9]. There are sustained and transient RGCs based on their temporal spiking properties to light; but ChR2-mediated light responses of non-targeted RGCs were predominantly sustained [5]. Thus, the ability to create ChR2-mediated transient light responses in RGCs is desired.
AISs are characterized by high densities of voltage-gated Na + (Na V ) and other membrane channels [10][11][12]. The clustering of these channels at the AIS is maintained by a complex of macromolecular proteins, among which Ankyrin-G (AnkG), a cytoskeletal linker protein, is the most important [13,14]. A conserved AnkG binding motif in the II-III cytoplasmic linker of all Na V 1 subunits has been shown to be capable of directing proteins to the AIS [15,16]. In this study, we examined the effects of the expression of ChR2-GFP with this Na V channel motif in RGCs. We found that this targeted expression disrupted the Na V channel clustering at the AIS and converted the ChR2-mediated spike activities of RGCs from sustained to transient. Our results suggest that the clustering of membrane channels, including Na V channels, at the AIS is important for the ability of RGCs to maintain sustained spike firing. Additionally, our findings may offer a way to create the transient light responses of RGCs with optogenetic tools for restoring vision.

DNA and Viral Vector Construction
ChR2-GFPs with or without the Na V channel motif were delivered via a rAAV serotype 2/2 vector (rAAV2/2) [5]. The Na V channel motif contained a 27-amino acid AnkG binding domain from the II-III cytoplasmic linker of the Na V 1.6 channel (Na V II-III) that was fused in fame to the 3' end of the GFP coding fragment [15,17]. Viral vectors with CAG promoter were packaged and affinity purified at the Gene Transfer Vector Core of the University of Iowa.

Animals and Viral Vector Injection
All animal experiments and procedures were approved by the Institutional Animal Care and Use Committee (IACUC) of Wayne State University and were in accordance with the NIH Guide for the Care and Use of Laboratory Animals. Intravitreal viral injections were performed on adult C57BL/6J mice of either sex between 1 and 2 months of age according to previously described procedures [5]. The injections were performed in both eyes according to the protocol approved by the IACUC. Animals were anesthetized by intraperitoneal injection of a mixture of 120 mg/kg ketamine and 15 mg/kg xylazine. The concentrations of the control and motiftargeted vectors were 4.0 x 10 12 GC/ml and 1.2 x 10 13 GC/ml, respectively. The health of the animals was monitored daily by the staffs of the Division of Laboratory Animal Resources of Wayne State University. The virus injection was not expected to cause visual impairment of the animals. No animal death associated with the virus injection occurred. The animals were sacrificed for experiments at least one month after viral injection.
All images were made using a Zeiss Axioplan 2 microscope (Carl Zeiss, Oberkochen, Germany) with the Apotome oscillating grating to reduce out-of-focus stray light. Z-stack images were captured and displayed as maximum intensity projections. Further processing of the images was performed using ImageJ software (obtained from NIH).
The relationship between ChR2-GFP-NavII-III expression and pan-Nav immunostaining was analyzed in the merged z-stack images from retinal whole-mounts using ImageJ (obtained from NIH). Each image chosen for analysis contained multiple AISs. Each AIS with length ranging from 15 to 30 μm was defined based on showing either GFP or pan-Nav immunostaining or both. To measure GFP and pan-Nav fluorescence intensities (FIs), the fluorescence values of GFP and Nav in each defined AIS after background subtraction were divided by the number of pixels of the AIS. In each image, the measured FIs for GFP and pan-Na V were normalized to the highest GFP FI and pan-Na V FI, respectively. The relationships between the normalized pan-Nav FIs and GFP-FIs were plotted and analyzed with linear regression.

Patch-Clamp Recordings
Patch-clamp recordings were performed from RGCs in retinal whole-mounts. The extracellular solution contained the following (in mM): 125 NaCl, 2.5 KCl, 1 MgSO 4 , 2 CaCl 2 , 1.25 NaH 2 PO 4 , 20 glucose, and 26 NaHCO 3 , bubbled with a gaseous mixture of 95% O 2 /5% CO 2 . Oxygenated medium was continuously perfused into the recording chamber at a rate of~2-3 ml/min, and the retina was kept at~34°C by a temperature-controller (TC-324B; Warner Instruments, Hamden, CT, USA). The electrode solution contained (in mM): 129 K-gluconate, 10 HEPES, 10 KCl, 4 Mg-ATP, and 0.3 Na-GTP with pH adjusted with KOH to 7.4. In voltageclamp recordings, the membrane potential was held at -80 mV. In current-clamp recordings, the membrane potential was held around -80 mV, usually with a small negative holding current. The liquid junction potential was corrected.

Light Stimulation
In whole-mount patch clamp recordings, light stimulation was generated by a 175 W xenonbased lamp (Lambda LS, Sutter Instrument, Novato, CA, USA) and coupled to the microscope through an optical fiber with a band-pass filter of 420-490 nm. For multichannel recordings, light stimulation was generated by fiber couple laser system at 473 nm (Changchun New Industries Optoelectronics, Changchun, China). The light intensity was attenuated by neutral density filters.

rAAV-Mediated Na V II-III-Targeted Expression of ChR2-GFP Disrupt Na V Channel Clustering at the AISs of RGCs
The In vivo expression of ChR2-GFP with the Na V channel motif Na V II-III, ChR2-GFP-Na-V II-III, in RGCs was accomplished via the delivery of rAAV2/2 vectors by intravitreal injection. The expression was highly concentrated in the initial portion of the axons based on GFP fluorescence intensities (Fig 1A; left panel, arrows), which suggest that the expression was targeted to the AISs of RGCs. To confirm AIS-specific targeting, we used an anti-Ankyrin-G (AnkG) antibody that labels the AIS-specific protein AnkG (Fig 1A; middle panel, arrows). Indeed, the concentrated GFP fluorescence and AnkG staining were co-localized (Fig 1A; right panel). In contrast, the expression of ChR2-GFP-control (without the motif) was homogenous throughout the entire cell of the labeled RGCs including the AISs which exhibited concentrated AnkG staining (Fig 1B). These results confirm that rAAV-mediated expression of ChR2-GFP with the Na V II-III motif effectively targeted the ChR2-GFP to the AISs of RGCs.
To determine whether the targeted expression of ChR2-GFP with the Na V II-III motif could compete with the binding of Na V channels to AnkG [15,16], we used a pan-Na V antibody to examine the spatial distributions of Na V channels in the motif-targeted (Fig 2A) and control retinas (Fig 2B). Na V channel staining in the AISs of the motif-targeted RGCs was varied in a manner that appeared to be related to the GFP fluorescence intensity. The pan-Na V staining in areas of highly concentrated ChR2-GFP was minimal or absent (arrows in Fig 2A). In areas in which the expression of ChR2-GFP was absent, the pan-Na V staining (arrowheads in Fig 2A)   Fig 2. Relationship between ChR2-GFP expression and pan-Na V immunostaining in the AISs of RGCs with the Na V II-III targeting motif. (A) Costaining of ChR2-GFP and anti-pan-Na V in motif-targeted RGCs. In the strongly ChR2-GFP-labeled AISs, co-staining with pan-Na V was absent or weak (arrows). In the unlabeled or weakly ChR2-GFP-labeled AISs, co-staining with pan-Na V was observed (arrowheads). Bottom panels are enlarged view of the boxed areas. (B) In non-motif-targeted RGCs, both ChR2-GFP expression and pan-Na V staining were observed (arrows). Bottom panels are enlarged view of the boxed areas. was comparable to that in the controls (arrows in Fig 2B). We quantitatively examined this effect by measuring the FIs of the pan-Na V staining and GFP from each individual AISs of the motif-targeted RGCs (n = 42). We found an inverse relationship between the normalized pan-Na V -FI and the normalized GFP-FI (β = -0.91, F (1, 40) = 283.2, R 2 = 0.88, p <0.001; Fig 2C). In contrast, no such relationship was shown for the non-motif target group (n = 33; β = -0.19, F (1, 31) = 113.2, R 2 = 0.08, p = 0.267; Fig 2D). This result indicates that the expression of ChR2-GFP-Na V II-III disrupted Na V channel clustering at the AIS, which suggests that the Na V II-III targeting motif competed against the endogenous Na V channel for the AnkG binding site.

The Targeted Expression of ChR2-GFP-Na V II-III Altered the Temporal Firing Patterns of RGCs
To examine the effect of the disruption of endogenous channel clustering at the AIS on the response properties of RGCs, we first assessed the ChR2-mediated spike firing properties of the RGCs via multi-electrode array recordings in whole-mount retinas. The photoreceptor-mediated light responses were blocked by CNQX (25 μM), D-APV (25 μM), and L-APB (10 μM). One-second light pulse elicited ChR2-mediated spiking activities at different light intensities, which were adjusted with neutral density (ND) filters. The ChR2-mediated spike firings of the motif-targeted retinas were found to be transient; the spike firings of the majority of cells were not maintained for the entire 1 s-light stimulation, particularly at the low light intensities (i.e., NDs of 1 or 2) (Fig 3A). This property contrasted markedly with the responses of the nonmotif-targeted retinas; as previously reported [5], the non-motif-targeted retinas exhibited ChR2-mediated spike patterns that were sustained and, in the vast majority of the cells, maintained throughout the 1 s-light stimulation at all light intensities (Fig 3B). In addition, the maximal firing rates of the motif-targeted RGCs were also reduced compared to those of the nonmotif-targeted RGCs.
To quantitatively measure this effect, we calculated a sustained/transient index (STI) by dividing the mean spike frequency during the second 200 ms of light stimulation by that during the first 200 ms of light stimulation [19]. Thus, STI values that are closer to zero would indicate cells with more transient spiking properties. The distributions of STI values for the motif-targeted (n = 237) and control group (n = 170) under the strongest light condition (ND = 0) are shown in Fig 3C and 3D, respectively. The distribution of the STI values of the motif-targeted group was markedly and significantly shifted toward smaller STI values compared to the distribution of the control group (chi square, p <0.0001). The average STI values under different light intensities for the two groups are shown in Fig 3E. In the motif-targeted group, the values were approximately 0.1-0.2 and decreased with reduction in light intensity; whereas, in the control group, the values were approximately 0.5-0.6 and constant across all light intensities. Thus, the targeted expression of ChR2 with the Na V II-III motif converted the ChR2-mediated spike firing patterns of RGCs from sustained to transient. Additionally, the activation thresholds of the motif-targeted retinas were higher than those of the control retinas as evidence by the finding that no spikes were evoked at the light intensity of ND = 2 in the motif-targeted group (Fig 3E).

Patch-Clamp Characterization of RGCs Cells with ChR2-GFP-Na V II-III
To investigate the underlying mechanism(s) of the alternation in spike firing pattern, we performed whole-cell patch-clamp recordings from RGCs in retinal whole-mounts. We first compared the ChR2-mediated currents between the motif-targeted and control groups in voltageclamp mode. Again, the photoreceptor-mediated light responses were blocked by CNQX (25 μM), D-APV (25 μM), and L-APB (10 μM). Large ChR2-mediated currents were observed in both groups (Fig 4A). The amplitudes of the ChR2-mediated currents were not significantly different between the two groups (t-test, p >0.05; Fig 4D), which suggests that the targeted expression did not significantly alter the total numbers of expressed ChR2 channels in the RGCs. We also compared the voltage-gated Na + currents between the two groups. The Na + currents of the two groups were comparable (Fig 4B). The average peak Na + currents of the two groups were also not statistically different (t-test, p >0.05; Fig 4E). The latter finding suggests that motif targeting did not significantly reduce the total numbers of Na V channels in the RGCs. Finally, we examined the properties of current injection-elicited spike firing in current-clamp mode. Action potentials were observed in the majority of the cells of the targeted group (11 out of 12) in response to current injection, but only single spikes were observed (left panel in Fig 4C). In contrast, multiple spikes were observed in the majority of RGCs in the control group (14 out of 21). The majority of these cells (13 out of 14) spiked for the entire duration of the current injection (right panel in Fig 4C). Together, these results indicate that the motif-targeted RGCs lost the ability to generate sustained spike firing.

Discussion
In this study, we showed that rAAV-mediated expression of ChR2-GFP with the Na V channeltargeting motif Na V II-III was able to target the expression of ChR2-GFP to the AISs of RGCs. This targeted expression resulted in the disruption of Na V channel clustering in the AISs. Moreover, the ChR2-mediated spike firing exhibited by the motif-targeted RGCs was markedly more transient than that of the control RGCs. Our results suggest that this alteration of temporal firing properties was not due to a reduction in the total numbers of ChR2 or Na V channels in the targeted RGCs because the magnitudes of the ChR2-mediated currents and voltage-gated Na V currents were not significantly different between the control and motif-targeted groups. Rather, the machinery for generating sustained spike firing in the motif-targeted RGCs was impaired, as indicated by the finding that the motif targeted RGCs had lost the ability to generate sustained firing in response to current injection. The inability to generate sustained APs may be due to an insufficient Nav channel density at the AIS and/or that the mechanism of recovery from inactivation is compromised. Further studies are needed to understand the underlying mechanism.
The role of Na V channels in the AIS in maintaining high spike firing rates in RGCs has previously been reported [20]. Na V channels in the AISs of RGCs have been shown to contain both Na V 1.6 and Na V 1.1, which form micro-domain with Na V 1.1 and Na V 1.6 in the proximal and distal portions of the AIS, respectively [21]. The deletion of Na V 1.6 in knockout mice has been shown to impair the maximal sustained and instantaneous firing rates of RGCs; however, the cells are still capable of generating sustained firing, albeit at a lower frequency. The retention of this sustained firing ability is possibly due to the expression of the remaining Na V 1.1 and/or the compensatory expression of Na V 1.2 at the AIS [20]. These previous studies indicate that both the intrinsic properties and the locations of Na V channels are important for the generation of precise AP firing patterns. In the current study, since the AnkG-binding site for Na V II-III is conserved among all Na V channel subtypes [15,16], the Na V II-III targeting motif would disrupt the clustering for all Nav channels at the AIS. Although the mechanism of how the expression of the targeted ChR2 results in the disruption of Nav channel clustering at the AIS remains to be investigated, our results are consistent with a role of Na V channel clustering in maintain sustained spike firing. In addition, since other membrane channels such as certain voltage-dependent K + channels are also known to be clustered at the AIS through binding to AnkG [10,11,22,23], the Na V II-III motif targeting may also disrupt other membrane channels at the AIS, which may contribute to the effect. Nevertheless, our results suggest that the clustering of membrane channels, including Na V channels, at the AIS is essential for the ability of RGCs to generate sustained spike firing.
Interestingly, a recent study reported that targeted expression of ChR2 with a Na V channel motif in cultured hippocampus neurons resulted in minimal ChR2-mediated currents that failed to elicit any action potentials under normal conditions [4]. This study also reported that normal spike firing could be elicited by current injection, which suggests that the spike firing machinery of these targeted hippocampus neurons was intact. Notably, the motif sequences used in this previous and ours were different: a short sequence of 27 amino acids was used in the current study, whereas the entire II-III cytoplasmic sequence of 228 amino acids was used in the study of cultured hippocampal neurons. Because Na V channel clustering at the AIS in the targeted hippocampal neurons was not examined, it is unknown whether the discrepancy between these two studies is due to differences in the Na V channel motifs or the types of the neurons examined.
The results of this study have a potential clinical application for the optogenetic approaches to restoring light sensitivity at the level of RGCs [5][6][7]. For improving the outcome of the restored vision, the restoration of the intrinsic information processing of RGCs, such as ON/ OFF by using depolarizing and hyperpolarizing optogenetic tools and center-surround receptive fields by using center-and surround-targeting motifs, has been sought by previous studies [19,24,25]. The segregation of sustained and transient visual signals is another important visual processing feature in the retina. RGCs are classified as sustained and transient cells based on their temporal spiking properties in response to prolong light stimuli. The sustained and transient responses are originated at the level of bipolar cells [26]. Consistently, the ChR2-mediated light responses by non-targeted expression of ChR2 in RGCs were predominantly sustained [5]. Similar finding was also reported by non-targeted expression of melanopsin in RGCs [7]. The conversion of ChR2-mediated spike firing from sustained to transient in the Na V channel motif-targeted RGCs revealed in this study provides a possible strategy to recreate transient light responses in RGCs. As shown in this study, the expression of optogenetic tools, such as ChR2, with Na V channel motifs can be used to create transient light responses. The creation of transient responses may also be achieved by altering channel clustering at the AIS via targeting based on other AIS targeting motifs. Additionally, the combination of the Na V channel motif with the previously reported center-and surround-targeting motifs [24,25] could be used to create transient center or transient surround light responses. Furthermore, once RGC subclassspecific promoters become available, optogenetic tools with the targeting motifs could be targeted to specific subclass of RGCs for generating light responses to mimic their intrinsic spatial and temporal light response properties.