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Evaluation of PET and laparoscopy in STagIng advanced gastric cancer: a multicenter prospective study (PLASTIC-study)

Background Initial staging of gastric cancer consists of computed tomography (CT) and gastroscopy. In locally advanced (cT3–4) gastric cancer, fluorodeoxyglucose positron emission tomography with CT (FDG-PET/CT or PET) and staging laparoscopy (SL) may have a role in staging, but evidence is scarce. The aim of this study is to evaluate the impact and cost-effectiveness of PET and SL in addition to initial staging in patients with locally advanced gastric cancer. Methods This prospective observational cohort study will include all patients with a surgically resectable, advanced gastric adenocarcinoma (cT3–4b, N0–3, M0), that are scheduled for treatment with curative intent after initial staging with gastroscopy and CT. The modalities to be investigated in this study is the addition of PET and SL. The primary outcome of this study is the proportion of patients in whom the PET or SL lead to a change in treatment strategy. Secondary outcome parameters are: diagnostic performance, morbidity and mortality, quality of life, and cost-effectiveness of these additional diagnostic modalities. The study recently started in August 2017 with a duration of 36 months. At least 239 patients need to be included in this study to demonstrate that the diagnostic modalities are break-even. Based on the annual number of gastrectomies in the participating centers, it is estimated that approximately 543 patients are included in this study. Discussion In this study, it is hypothesized that performing PET and SL for locally advanced gastric adenocarcinomas results in a change of treatment strategy in 27% of patients and an annual cost-reduction in the Netherlands of €916.438 in this patient group by reducing futile treatment. The results of this study may be applicable to all countries with comparable treatment algorithms and health care systems. Trial registration NCT03208621. This trial was registered prospectively on June 30, 2017.


Background
Gastric cancer is the fifth most common type of cancer worldwide [1]. In Western countries, curative treatment consists of gastrectomy with perioperative chemotherapy [2][3][4]. Unfortunately, the prognosis of patients who undergo curative treatment remains relatively poor, with a 5-year overall survival rate of 20-40%. The main cause for this poor prognosis is tumor recurrence [2,5]. The poor prognosis, treatment-related morbidity and mortality, and impairments in quality of life result in a high disease burden [6].
The standard diagnostic work-up of patients with gastric cancer includes a gastroscopy to assess tumor size and location and to obtain tissue to characterize the tumor. Furthermore, computed tomography (CT) of the thorax and abdomen is performed to detect metastases and evaluate local resectability. However, the accuracy of CT for detecting metastatic disease (M1) or local irresectability (T4b) is low: the sensitivity to detect peritoneal metastases is 22%-33%, to detect distant metastases is 14%-65% and to detect T4b disease is 5%-69% [7][8][9][10]. Consequently, two undesirable situations may occur in practice: 1. Unexpected intraoperative peritoneal metastases or local tumor irresectability are found at the onset of gastrectomy.
2. Undetected distant metastases presenting shortly after treatment with curative intent (neoadjuvant chemotherapy and/or surgery).
In both situations, patients undergo a futile treatment, probably leading to a reduced quality of life and an increase in health care costs.
A recent study from the United States investigated the additional staging capacities of fluorodeoxyglucose positron emission tomography with CT (PET) and staging laparoscopy (SL) in gastric cancer. In this study, combination of PET and SL identified additional metastases in 27% of patients: distant metastases by PET in 10% of patients, and peritoneal metastases by SL in 19% of patients (with an overlap of 2%) [11].To reduce the number of patients undergoing futile treatment, the new Dutch guidelines for the treatment of gastric cancer recently included PET and SL in the staging algorithm of locally advanced (cT3-4) tumors"(http://www.oncoline.nl/maagcarcinoom) ". However, this guideline concludes that the evidence for both staging modalities is weak, and additional studies are needed to further investigate the cost-effectiveness and applicability of routinely adding PET and SL to the staging of locally advanced gastric cancer.

Aim of the study
The aim of this study is to evaluate the clinical impact and cost-effectiveness of PET and SL in addition to initial staging by CT and gastroscopy in patients with locally advanced (cT3-4) gastric cancer.

Objectives
The primary outcome of this study is the proportion of patients in whom PET and SL lead to a change in treatment strategy. The accuracy of each modality will be analyzed separately. Secondary outcome parameters are diagnostic performance (sensitivity, specificity, positive and negative predictive value), morbidity and mortality, quality of life, cost reduction and cost-effectiveness. The hypothesis of this study is that adding PET and SL to additional staging in these patients will lead to a change of treatment strategy in 27% of patients, leading to an annual cost reduction in the Netherlands of €916.438 by reducing futile treatment.

Study design
The study design is a prospective observational cohort study. All patients with a locally advanced tumor who are candidates for gastrectomy with curative intent will be invited to participate in this study. A locally advanced tumor is defined as a transmural tumor invading the outer layer of the stomach (cT3-4 according to the 7th edition of the American Joint Committee on Cancer TNM staging system [12]), objectified on CT [13].

Study population
The study population consists of patients with a surgically resectable, advanced gastric adenocarcinoma (cT3-4b, N0-3, M0), who are scheduled for treatment with curative intent after initial staging with gastroscopy and CT. Patients' inclusion and exclusion criteria are defined as follows: Inclusion criteria: • Histologically proven adenocarcinoma of the stomach or esophagogastric junction (Siewert type III) as observed by gastroscopy.
• Underwent evaluation with CT of the abdomen and chest.
• Intention to perform a potentially curative gastrectomy with or without perioperative treatment.
• Unfit or unwilling to undergo surgery.

Study protocol
Initial staging Initial staging should be performed according to national guidelines, including at least gastroscopy with tumor biopsies and a CT of the thorax and abdomen. Endoscopic Ultrasonography (EUS) may be performed optionally. In case of a cT3-4 tumor (defined as a transmural tumor invading the outer layer of the stomach) [13], patients will be invited to participate in this study and thereby give permission to collect and analyze their data. Differentiation between cT2 and cT3 tumors is not always possible with initial staging. In case of considerable doubt whether a tumor is cT2 or cT3, patients will be included if deemed appropriate by the MDT. As part of a side study, an expert panel will review all CT-scans to reach consensus on the clinical T-stage.

Patient inclusion
If eligible for treatment with curative intent by the MDT, patients will be invited to participate in this study. Patients will be informed and included at the outpatient department of one of the Dutch investigational centers or its associated hospitals. As this study does not allocate patients to study interventions other than usual care, as recommended by the new Dutch guidelines, this study does not fall within the Medical Research Involving Human Subjects Act (WMO). Patients will be asked to sign informed consent form to confirm that they know that their data will be anonymously used for research purposes, and approve to fill out quality of life questionnaires, making use of the previously reported infrastructure of POCOP [14].

Investigated modalities
The modalities to be investigated in this study are both PET and SL in addition to the initial staging with gastroscopy and CT of patients with an advanced gastric cancer (cT3-4). Patients will undergo PET and SL according to the recently revised Dutch guidelines [15]. All patients will first undergo a PET, and if the PET does not show evidence of distant metastases a SL will be performed (Fig. 1). PET or SL may be omitted if it is deemed appropriate by the MDT or if it appears that a patient is not able to undergo one of both modalities.

FDG-pet/CT
Preparation of patients for PET, and scanning and image reconstruction will be performed according to the institutional protocols of the participating centers, preferably incorporating guidelines of the European Association of Nuclear Medicine (EANM) / EANM Research Ltd. (EARL) and/or Netherlands Association of Nuclear Medicine (NVNG) [16]. In general, patients should refrain from strenuous exercise, and fast for at least 4 to 6 h before the injection of FDG. Patients should be pre-hydrated by drinking approximately 1 L of water in the 2 h before injection. Fasting blood glucose should preferably be below 11 mmol/ L. After the injection of FDG, patients will remain seated or lying, and silent for 1 h in a warm room. A full body PET scan will be performed 60 min (range 55-75 min) after the injection of FDG, accompanied by a CT at the same scanning range. Scans are read, interpreted and reported by the nuclear medicine physicians of the respective participating centers. The report generally includes information regarding the FDG-avidity of the primary tumor and/or locoregional lymph nodes, and suspicion of distant metastases. For this study, the maximum standardized uptake values (SUVmax, corrected for body weight) of the primary tumor will also be registered. If the PET identifies new lesions that are possible metastases, a histological of cytological biopsy and/ or additional imaging of a lesion is advised to confirm or exclude metastases.
Staging laparoscopy SL will be performed after the PET, prior to the initiation of treatment, and should be performed by or under supervision of a gastrointestinal or oncological surgeon. During staging laparoscopy, the goals are to evaluate the resectability of the primary tumor (T-stage) and to evaluate the presence or absence of peritoneal metastases. To evaluate the resectability of the tumor, a thorough inspection of the region of the stomach and tumor along with surrounding organs will be performed. In case of a tumor localized at the posterior wall of the stomach, it is advised to open the omental bursa and inspect it accordingly. To evaluate the presence or absence of peritoneal metastases, all quadrants of the peritoneal cavity and Douglas' pouch will be inspected. In case of suspicious macroscopic lesions, biopsies will be taken and sent for histological review. When macroscopic lesions are present, all thirteen regions of the abdomen will be evaluated and the peritoneal cancer index (PCI) will be scored [17]. Cytology of the peritoneal cavity should be performed (500cm 3 dispersed throughout all quadrants and Douglas' pouch) as it is a promising prognostic factor with possible implications for treatment in the future [18,19].

MDT
Ideally, patients will be discussed in a first MDT after initial staging with gastroscopy and CT of the thorax and abdomen, and in a second MDT after additional staging with PET and SL (Fig. 1). In practice, in some patients the first or second MDT will be skipped and patients will proceed to additional staging or treatment without intervention of MDT's. An included patient should be discussed in at least one MDT. Occasionally, an additional diagnostic modality will be required and the patient is discussed during a third MDT.

Treatment
If the tumor is deemed to be resectable, patients will be scheduled for treatment. Treatment will not be initiated before completion of staging according to the Dutch guidelines, including PET and SL [15]. There are no additional restrictions to the further treatment strategy, such as chemotherapy regimen or type/approach of resection.

Outcome measurements
The primary outcome of this study is the proportion of patients in whom PET and/or SL leads to a change in treatment strategy. This includes the proportion of patients in whom surgery with curative intent is prevented, and the proportion of patients in whom the chemotherapy regimen is changed or omitted. Secondary outcome parameters include cost-effectiveness, modality-specific performances (diagnostic performance of both modalities, incidental findings on PET), patients' extra burden of the diagnostic modalities (morbidity and mortality, diagnostic delay, number of extra MDT's held), and overall quality of life of patients (EORTC Quality of Life questionnaires).

Sample size calculation
Based on previous literature it is expected that 27% of patients will have a change in treatment strategy [11]. Taking a safety margin of 5% into account (thus at least 22% of patients will have a change in treatment strategy), an alpha of 0.05 and a power of 0.80, at least 239 patients need to be included in this study to demonstrate that performing a combination of both diagnostic modalities is costeffective. Based on the yearly number of gastrectomies performed in the participating centers, approximately 543 patients are expected to be eligible for the study in 36 months.

Statistical analysis
The primary outcome measures, change in treatment strategy of PET and SL, will be presented as a percentage.
To evaluate the performance of PET and SL, sensitivity and specificity will be calculated. A separate analysis will be performed to assess whether both diagnostic modalities are accurate for various subgroups, for instance tumor types (Lauren classification: diffuse, intestinal and mixed). The quality of life of patients in this study will be compared to previous data from literature and to a retrospective cohort of patients who did not undergo PET and SL. Differences are tested using linear mixed-effects modeling, taking relevant patient characteristics into account. Missing values will be imputed using multiple imputation techniques. Statistical significance is defined as p < 0.05. Costeffectiveness will be calculated, taking all relevant healthrelated costs into account, including costs arising from complications of medical treatment, and additional diagnostics arising from false-positive findings on PET. A model (Fig. 2) will be developed to compare health care costs with only CT. A budget impact analysis (BIA) will be performed, adhering to the newest guidelines and applying the societal, health insurance/third party payer and health care perspectives. Analyses will be performed for the combination of PET and SL and for both treatment modalities separately.

Time schedule
The study recently started on 01-08-2017, and will last for 36 months. After the start of the study, the first 30 months will consist of inclusion and follow-up of the patients. The last 6 months will consist of follow-up and analysis of results. The study will end at 01-08-2020.

Discussion
The PLASTIC study is a prospective observational cohort study evaluating the impact and cost-effectiveness of PET and SL in addition to initial staging by CT and gastroscopy in patients with locally advanced gastric cancer. The new Dutch guidelines recently included these staging modalities for staging locally advanced gastric cancer but recommended additional studies to be performed. Until recently, the role of PET in the staging of gastric cancer has been limited. Indeed, during initial staging of gastric cancer, the sensitivity and specificity of PET are not better than that of CT for lymph node metastases, liver metastases and peritoneal metastases [7][8][9]15]. However, for patient with locally advanced tumors, PET may be able to find additional distant metastases which were not detected during initial staging with CT. This was recently reported in a single study from the United States by Smyth et al., who prospectively evaluated the utility of PET and SL in patients with locally advanced gastric cancer [11]. They found that PET is able to detect additional distant metastases in 10% of patients, resulting in an estimated cost reduction of $13.000 per patient. Moreover, they concluded that PET is most costeffective if performed prior to SL [11]. However, the cost-effectiveness analysis was performed retrospectively and might not be applicable to health care systems outside the US.
SL prior to gastrectomy has been broadly applied to diagnose peritoneal metastases. Studies evaluating the percentage of patients who benefit from SL are abundant, with percentages varying between 16 and 38% [10,[20][21][22][23][24][25][26][27]. Unfortunately, high quality evidence supporting cost-effectiveness is not available. The PLASTIC study will be the first study to prospectively investigate the cost-effectiveness of SL in combination with PET.
In this study, patients will first undergo a PET, followed by a SL if PET does not show distant metastases. If distant metastases found on PET are confirmed by biopsy or additional imaging, SL will be omitted. This order was chosen as it is more applicable in clinical practice for the following reasons: PET is non-invasive, whereas a SL is invasive and is accompanied by a higher risk of adverse events for the patients. Assessing the PET after SL will be less reliable, due to uptake of FDG in postoperative inflammation. PET scans can be scheduled more easily and probably results in less diagnostic delay. In a theoretical model from a previous study, first performing PET resulted in more cost savings compared to a SL-first approach (difference $2168 per patient) [11].
This study aims to include patients with locally advanced (cT3-4) gastric cancer, but the accuracy of CT for determining T-stage is low [8]. This could result in the unintended inclusion of early stage (T2) tumors or failure to include truly advanced tumors. Nevertheless, these flaws reflect current practice. To reduce the impact of these current limitations, an expert panel will review all CT-scans to reach consensus on the clinical T-stage as a side study.
The current study is relevant, as the addition of PET and SL may prevent futile gastrectomies, which are associated with considerable morbidity, mortality, reduction in quality of life and costs [28][29][30]. On the other hand, the number of prevented gastrectomies should exceed a certain level, as PET and SL are accompanied by costs and possible risks for the patient (ionizing radiation, surgical complications) as well. The results of this study will be implemented in an updated version of the Dutch guidelines, but may also be applicable to all other Western countries with comparable treatment algorithms and health care systems.
By performing staging laparoscopy before starting treatment, a side effect of this study might be that more patients with peritoneal carcinomatosis will be detected. Recent studies have shown that there may be a role for hyperthermic intraperitoneal chemotherapy (HIPEC) and cytoreductive surgery in these patients [31,32]. Patients with peritoneal carcinomatosis as detected in this study may therefore be included in HIPEC trials [33].
This prospective observational cohort study will evaluate the impact and cost-effectiveness of FDG-PET/CT and staging laparoscopy in addition to initial staging by CT and gastroscopy in patients with locally advanced gastric cancer. It is hypothesized that in 27% of patients a change in treatment strategy will occur, and that the annual cost reduction in the Netherlands will be approximately €916.438.