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Intermediate Cervical Plexus Block for Carotid Endarterectomy: A Case Series of the Spread of Injectate

Background: The case series illustrates the spread of local anesthetic resulting from a standardized singleinjection technique of intermediate cervical plexus block before carotid endarterectomy. Methods: 14 consecutive patients scheduled for elective carotid endarterectomy were included. Standardized intermediate cervical plexus block was performed on the level of C5/C6 at the posterior border of the sternocleidomastoid muscle. A mixture of 20ml Ropivacaine 0.75%, 20ml Prilocaine 1% and 8ml Iopromidum (iodine-concentration 300mg/ml) was injected. The direction of the injection was defined as cranial, medial and caudal behind the sternocleidomastoid muscle in a depth of 1-1.5cm. Subsequently, after 30minutes, a CT-scan of the head and neck region and upper thorax was completed to evaluate the distribution of the injectate in a threedimensional reconstruction. Results: The spread of the injectate ranged from the top edge of cervical vertebral body 1 to the bottom edge of thoracic vertebral body 3. The reproduced volume of 75260(5407)mm3 (SD) possessed a maximal craniocaudal spread of 125(24)mm in the sagital plane 81(13)mm and in the coronal plane 43(13)mm. The minimal distance to the skin was 0.9(1.0)mm. The patients judged the block to be sufficient under our protocol. Therefore, no patient required conversion to general anesthesia. Conclusion: Intermediate cervical plexus block is associated with an extensive spread of injectate that transverses the deep cervical fascia. The distribution pattern and the sensory and motor blockade level of this intermediate cervical plexus block seems to be sufficient for surgery and is of minor risk compared to the deep cervical plexus block. J o u r n a l o f A ne sth esia & Cical es e a r c h ISSN: 2155-6148 Journal of Anesthesia & Clinical Research Citation: Casutt M, Job K, Beutler J, Duwe J, Veit P, et al. (2011) Intermediate Cervical Plexus Block for Carotid Endarterectomy: A Case Series of the Spread of Injectate. J Anesthe Clinic Res 2:123. doi:10.4172/2155-6148.1000123


Introduction
Possible perioperative complications of carotid surgery are myocardial or cerebrovascular infarctions. Different anesthetic procedures are performed for carotid endarterectomy (CEA) [1]. A multicenter, randomized controlled trial did not find any difference in outcome between general and regional anesthesia [2]. There are advantages and disadvantages for both kinds of anesthesia. Patients under general anesthesia have safe control of airways, no pain or anxiety during the operation, and anesthetic agents may offer a degree of neuroprotection [3]. On the other hand, patient population undergoing CEA possesses numerous comorbidities with a high incidence of severe coronary disease and intraoperative propensity for arterial hypotension [2,4] Shunts should protect the brain from stroke during low cerebral blood flow in the carotid cross-clamping phase, but they damage the arterial wall which might result in cerebral embolism. Intraoperative neurological monitoring under general anesthesia, such as stump pressure measurement (blood pressure measured in the internal carotid artery), EEG or somatosensory evoked potentials, reveal poor sensitivity and specifity regarding the requirement for shunt placement compared to the awake patient [5,6]. Therefore, regional anesthesia has become the favored anesthesia technique for CEA in the last years as it allows direct neurological monitoring [7] and provides effective pain relief with a higher patient satisfaction postoperatively [8].
Carotid surgery requires blockade of the cervical nerves C2-4. This may be performed by using a intermediate cervical plexus block, a deep cervical plexus block or a combination of both [9]. The deep block is technically difficult, needs one to three injections, results more frequently in conversion to general anesthesia and is associated with potentially serious complications, such as injection of the local anesthetic epidurally, subarachnoidally or into the vertebral artery [9]. In contrast, the intermediate block is technically easier and can be performed more rapidly. Clinical trials found, that the intermediate block is equally effective [7,10] or even superior [9] compared to the deep block. Additionally, anatomical studies with dye injections proved that the deep cervical fascia is a penetrable barrier [11,12].
The purpose of this case series was to show the spread of injected local anesthetic after intermediate cervical plexus blockade in a three-dimensional CT-scan. We examined in vivo whether the deep cervical fascia was traversed by the local anesthetic. According to our

Materials and Methods
After approval by the institutional ethics committee (Kantonale Ethik-Kommission des Kantons Luzern, protocol number 708) and written informed consent, 14 consecutive American Society of Anesthesiologists class II-III patients undergoing elective CAE were enrolled into this study (74±5yr of age and 26±4kg/m² body mass index). Exclusion criteria included known bleeding disorder, history of allergy to local anesthetics or to iodized X-ray contrast mediums, local sepsis, acute cardiac-decompensation, severe respiratory insufficiency or known diaphragmatic motion abnormalities.
After routine monitoring of five-lead electrocardiography, noninvasive blood pressure, pulse oxymetry and peripheral insertion of a 18G intravenous cannula, a 20G cannula was placed in the contralateral radial artery for continuous blood pressure monitoring. 2L/min oxygen was administerd nasally. Regional anesthesia was performed by two senior anesthesiologists with patients in supine position and the head turned slightly away from the side of surgery. After skin disinfection, an atraumatic needle for peripheral nerve blocks (Stimuplex D 25Gx35mm, B. Braun, Melsungen, Germany) was inserted on the level of C5/C6 at the horizontal projection of the cricoid cartilage on the line tracing the posterior border of the sternocleidomastoid muscle. The direction of injection was defined as fan-shaped cranial in chin direction, medial and caudal behind the sternocleidomastoid muscle in a depth of 1-1.5 cm. We administered a mixture of 20 ml Ropivacaine 0.75%, 20ml Prilocaine 1% and 8ml Iopromidum (triiodized, non-ionic, water-soluble X-ray contrast medium with an iodine-concentration of 300mg/ml). In all three described prick directions we administered 16ml of the mixture. 30min later, a CT-scan of the head neck region and upper thorax was completed to evaluate the distribution of the injectate in a three-dimensional reconstruction. During the operation, all patients had a Remifentanyl drip of 0.02-0.2µg/kg/min. Neurological monitoring was provided by spontaneous communication and periodic request to squeeze a rubber duckling. At the end of the operation, local infiltration with Lidocaine 1% to insert the drainage tube from the operation field via jugulum had to be performed by the surgeons routinely as this skin area was not part of the intermediate cervical plexus block. In scanographic sequential cross section we analyzed the cranial-caudal spread related to the cervical spine, the maximal spread in the sagittal and coronal plane, the cumulative distribution volume, the minimal distance to the skin and whether there was a sheathing of the carotis artery or not (Table 1).
Statistical analysis was done using the commercially available software package MS-Excel XP 2003 (Microsoft Corporation, Redmond, WA 98052 USA). Data are depicted as mean and standard deviation (SD).

Results
The medial cranio-caudal spread of the contrast medium was averaged 125 (24)mm with a maximal cranial spread to the top edge of cervical vertebral body 1 and a maximal caudal spread to the bottom edge of thoracic vertebral body 3. In the sagittal plane there was a medium distribution of averaged 81 (13)mm and in the coronal plane of averaged 43 (13)mm. The average distribution volume in the scanographic sequential cross section was 75'260 (5407)mm³ (Figure 1  and 2). In the sample, we measured a medium distance of 0.9 (1.0)mm between injectate and skin, whereat in 7 patients (50%) the injectate adjoined the skin. In one out of the total of 14 patients there was a local anesthetic sheating of the carotid artery over a distance of 34mm. No patient required conversion to general anesthesia.

Discussion
In the current case series, we demonstrated the spread of injected local anesthetic after standardized intermediate cervical plexus blockade using a three-dimensional CT-scan reconstruction of the injectate. Thereby, we confirmed the anatomical studies visually in vivo which showed by the use of dye injection that the deep cervical fascia is a penetrable barrier for local anesthetics [11,12].
The cervical block can either be superficial or below the deep cervical fascia. The superficial block should be termed "intermediate" in an anatomically correct manner because the needle pierces the investing fascia of the neck [9,13]. As mentioned above, the deep block technique is more difficult to perform, is more likely to evoke serious complications but is not more successful compared to the intermediate block, and intraoperatively, surgeons were unable to distinguish the type of block used [7,9,10,14,15]. A further advantage of the intermediate block is its rapid performance. After skin disinfection, we accomplished one skin puncture without sterile medical drape, ultrasound use or nerve-stimulation. In the literature, we found different volumes of local anesthetic used for cervical blocks. It varies between 10ml [16] and 80ml [17] with the majority between 20ml and 40ml [7,10,14,15,[18][19][20][21] Certainly, patients with a higher dose could benefit in relation to postoperative analgesia [10]. In our study, we administered a total of 40ml of local anesthetics.
In the existing literature, we could find one further trial using three-dimensional scanographic reconstruction of the deep cervical block which included 6 patients receiving 40ml local anesthetic [19]. The authors showed a hemi cylinder-shape injectate spread of the local anesthetic with both ends stretched toward C1 and C7. They performed the deep cervical block with the assistance of a nerve stimulator and without muscular response below a current of 0.5mA of the levator scapula muscle with needle position in the horizontal projection of the upper margin of the thyroid cartilage on the line tracting the posterior border of the sternocleidomastoid muscle. The additional digital pressure perpendicular to the sternocleidomastiod muscle during the injection period of three minutes could explain the lower local anesthetic spread compared to our observation which showed that the local anesthetic spread extended from C1 to Th3. In the aforementioned trial, 5 of 8 patients (63%) described the maximum pain intraoperatively with a median of 30mm (25-45) on a visual analog scale VAS, with VAS 0 corresponding to no pain and VAS 100 corresponding to maximum imaginable pain. We did not record VAS during surgery as the surgeons wanted to avoid disturbance of the patients during the operation. Additionally, a Remifentanyl drip was administered, for the patient to remain calm but still amenable during the operation. We would like to point out that our case series was designed to show the spread of the local anesthetic by use of a three-dimensional CT-scan reconstruction of the injectate and not to evaluate the effectiveness of the intermediate cervical plexus blockade. This has already been done in many previous investigations [7,9,10] The patients judged the block to be sufficient under our protocol. Therefore, no patient required conversion to general anesthesia.
In conclusion, we showed in vivo the permeability of the deep cervical fascia for local anesthetics after intermediate cervical plexus blockade. The intermediate cervical plexus blockade can be performed rapidly, is sufficient for surgery according to our protocol and provides an alternative approach to the deep cervical block for CEA with a lower rate of complications.