Daiwa Securities Group Annual Report 2012 Quantitative Disclosure (Consolidated) 1. The Name of Company and Aggregate Amount of Capital Falls Below the Regulatory Capital Ratio Within the  Scope of the Capital Deduction Specified Under the Provision of Article 8 Paragraph 1 (ii) (a)-(c) of the  Consolidated Capital Adequacy Ratio Notification published by Japan FSA 2. Capital Structure (Note 3) Market and Operational Risk hereunder is computed by multiplying each risk amount by 12.5 (the Reciprocal of 8%). Not applicable. (Unit: 100 Million Yen) Mar 31, 2012 Tier 1 (A) 9,040 Common stock 2,474 Capital surplus 2,307 Retained earnings 3,460 Minority interests in consolidated subsidiaries and affiliates 1,638 Step up and redeemable preferred stock – Subscription rights to shares 54 Foreign currency translation adjustments (405) Treasury stock ( △ ) 227 Planned distributions ( △ ) 51 Valuation losses on available-for-sale securities ( △ ) – Goodwill ( △ ) 210 Goodwill derived from acquisitions ( △ ) – Intangible assets acquired from mergers ( △ ) – Capital increased by securitization transactions ( △ ) – (Internal Ratings Based (IRB) Approach) 50% of expected losses in excess of qualified allowance ( △ ) – Deduction for deferred tax assets – Tier 2 (B) 471 Tier 3 (C) 579 Deductions (D) 348 Total qualifying capital (E = A + B + C – D) 9,742 Total risk-weighted assets (F) 35,545 Credit risk 17,918 Market risk 10,141 Operational risk 7,487 Capital adequacy ratio (E/F) 27.4% 99