Daiwa Securities Group Annual Report 2012 Operational Data Daiwa Securities Group Inc. and Consolidated Subsidiaries * As of the end of each fiscal year Notes: 1. Market and Operational Risk hereunder is computed by multiplying each risk amount by 12.5 (the reciprocal of 8%). 2. Consolidated Capital Adequacy Ratio hereunder is calculated under the principle of Financial Service Agency Public Notice 130 of the Financial Instruments and Exchange  Act (Article 57-17-1). 07 Billions of yen (Except as otherwise specified) FY2009 FY2010 FY2011 Daiwa Securities Group Daiwa Securities Group customer assets* . . . . . . . . . . . . . . . . . . . . . . . . . .  ¥43,359 ¥40,970 ¥41,755  Equities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  21,223 19,173 19,504  Bonds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  12,277 12,295 13,278  Investment trusts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  6,994 6,832 6,348 Others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  2,864 2,671 2,625 Daiwa Securities Net inflow of retail assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  ¥ 778 ¥ 395 ¥1,060  Individuals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  641  405 807 Unlisted corporations, etc. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  137  (10) 253 Cash Management Service (CMS) accounts*  (thousands) . . . . . . . . . . . . . .  3,359 3,401 3,455 Online trading accounts*  (thousands) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  2,184 2,249 2,458 Sales of core products Mutual funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  1,583 1,429  2,050 Foreign bonds and others . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  1,323 1,478  999 Daiwa Asset Management Net assets under management* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  ¥9,165 ¥9,262 ¥9,125 Mutual funds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  6,218 6,418 6,625 Bond investment trusts* . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .  2,948 2,844 2,501 (100 millions of yen) March 31, 2011 March 31, 2012 Total Qualifying Capital (E)=(A)+(B)+(C)–(D) 9,668 9,742 Tier 1 (A) 8,665 9,040 Tier 2 (B) 623 471 Tier 3 (C) 737 579 Deductions (D) 358 348 Total Risk-Weighted Assets (F) 35,453 35,545 Credit Risk 15,843 17,918 Market Risk (Note 1) 12,903 10,141 Operational Risk (Note 1) 6,707 7,487 Consolidated Capital Adequacy Ratio (Note 2) (E)/(F)×100 27.2% 27.4% Tier 1 Capital Ratio (A)/(F)×100 24.4% 25.4% Consolidated Capital Adequacy Ratio