Daiwa Securities Group Annual Report 2012 Daiwa Securities Group Inc. Corporate Data Stock Information 2. Major Shareholders (As of March 31, 2012) 1. Stock Price and Trading Volume on the Tokyo Stock Exchange (April 1, 2011–March 31, 2012) 4. Breakdown of Shareholders (As of March 31, 2012) 107 Notes: 1. Treasury stock of 35,770,328 shares is excluded for calculating the percentage of the above list of major shareholders. 2. The Company holds its own shares as treasury stock (35,770 thousand shares) as of March 31, 2012 and those shares are excluded from the above list of major shareholders. 3. Stock Price on the Tokyo Stock Exchange  (April 1, 2011–March 31, 2012) Open High Low Close Average daily  trading volume ¥379 ¥385 ¥233 ¥327 10,409  thousand shares 27.6% 39.6% 4.8% 24.6% 3.4% Japanese individuals Japanese financial institutions  and insurance companies Other Japanese corporations Foreign corporations and  individuals Others Name Number of shares held  (Thousands) % of total  outstanding shares STATE STREET BANK AND TRUST COMPANY 505223 124,357 7.25% Japan Trustee Services Bank, Ltd. (Trust Account) 65,527 3.82% The Master Trust Bank of Japan, Ltd. (Trust Account) 59,548 3.47% SSBT OD05 OMNIBUS ACCOUNT-TREATY CLIENTS 44,154 2.57% STATE STREET BANK AND TRUST COMPANY 42,382 2.47% Sumitomo Mitsui Banking Corporation 30,328 1.76% STATE STREET BANK AND TRUST COMPANY 26,812 1.56% STATE STREET BANK AND TRUST CLIENT OMNIBUS ACCOUNT OM02 25,457 1.48% Japan Trustee Services Bank, Ltd. Sumitomo Trust Pension Account 24,888 1.45% The Master Trust Bank of Japan, Ltd. (ESOP Trust Account 75404) 23,681 1.38% (Yen) Stock price (left) Trading volume (right) (Thousand shares) (Month/year) 3/12 4/12 2/12 4/11 5/11 6/11 7/11 8/11 9/11 10/11 11/11 12/11 1/12 0 120 180 240 300 420 360 0 30,000 180,000 150,000 120,000 90,000 60,000 Transfer Agent and Registrar Sumitomo Mitsui Trust Bank, Limited Stock Transfer Agency Department 1-4-1, Marunouchi, Chiyoda-ku, Tokyo 100-8233, Japan For further information, please contact: Daiwa Securities Group Inc.  Investor Relations Tel: (81) 3-5555-1300 Fax: (81) 3-5555-0661 Email: ir-section@dsgi.daiwa.co.jp URL: http://www.daiwa-grp.jp/english/ir/ Common Stock Issued and Outstanding 1,749,378,772 shares (as of March 31, 2012) Number of Shareholders 132,312 (as of March 31, 2012) Independent Public Accountant KPMG AZSA LLC Stock Exchange Listings Tokyo, Osaka, Nagoya Head Office GranTokyo North Tower 9-1, Marunouchi 1-chome, Chiyoda-ku,  Tokyo 100-6751, Japan Tel: (81) 3-5555-1111 Website http://www.daiwa-grp.jp/english/ir/ Commencement of Operations May 1, 1902 Date of Founding December 27, 1943