PART IV ITEM 15. EXHIBITS, FINANCIAL STATEMENT SCHEDULES 1. Consolidated Financial Statement Schedules 2. Exhibits EXHIBIT INDEX Financial statement schedules have been omitted because they are either not required, not applicable or the information required to be set forth therein is included in the Consolidated Financial Statements hereto. 127 Incorporated by reference herein Exhibit Numbers Form Exhibit No. Filing Date File No. 3.1 Restated and Amended Certificate of Incorporation 10-K 3.1 December 28, 1990 000-05255 3.2 Certificate of Amendment of Restated and Amended Certificate of Incorporation of Coherent, Inc. 10-K 3.2 December 18, 2002 000-05255 3.3 Bylaws of Coherent, Inc. as amended and restated on January 28, 2018 8-K 3.1 January 31, 2018 001-33962 4.1 Description of Capital Stock 10-K 4.1 November 26, 2019 001-33962 10.1‡ Form of Indemnification Agreement 10-K 10.18 December 15, 2010 001-33962 10.2‡ Amended and Restated Employee Stock Purchase Plan S-8 10.1 June 12, 2012 333-182074 10.3‡ Change of Control and Leadership Change Severance Plan, as amended and restated effective April 13, 2019 10-Q 10.1 May 8, 2019 001-33962 10.4‡ Variable Compensation Plan, as amended 10-K 10.7 November 30, 2011 001-33962 10.5‡ Supplementary Retirement Plan 10-Q 10.5 May 10, 2006 000-05255 10.6‡ 2005 Deferred Compensation Plan 10-Q 10.1 February 8, 2012 001-33962 10.7‡ 2011 Equity Incentive Plan S-8 10.1 May 6, 2011 333-174019 10.8‡ 2011 Equity Incentive Plan-Form of RSU Agreement for members of the Board of Directors 10-Q 10.1 August 10, 2011 001-33962 10.9‡ 2011 Equity Incentive Plan-Form of Option Agreement for members of the Board of Directors 10-Q 10.2 August 10, 2011 001-33962 10.10‡ 2011 Equity Incentive Plan-Form of Time-Based RSU Agreement 10-K 10.23 November 30, 2011 001-33962 10.11‡ 2011 Equity Incentive Plan-Form of Performance RSU Agreement 10-K 10.11 November 26, 2019 001-33962 10.12‡ 2011 Equity Incentive Plan-Form of Global RSU Agreement 10-K 10.12 November 27, 2018 001-33962 10.13‡ 2011 Equity Incentive Plan-Form of Global Performance RSU Agreement 10-K 10.13 November 26, 2019 001-33962 10.14‡ Equity Incentive Plan S-8 99.1 April 27, 2020 333-237855 10.15‡ Equity Incentive Plan – Form of Global Restricted Stock Unit Agreement 10-Q 10.2 August 12, 2020 001-33962 10.16‡ Equity Incentive Plan – Form of Performance Restricted Stock Unit Agreement 10-Q 10.3 August 12, 2020 001-33962 10.17‡ Employment Agreement dated March 31, 2020 between Andreas W. Mattes and the Company 8-K 10.1 April 6, 2020 001-33962 10.18‡ Offer letter with Thomas Merk 10-Q 10.3 February 9, 2017 001-33962 10.19‡ Managing director agreement with Thomas Merk 10-Q 10.4 February 9, 2017 001-33962 10.20‡ CEO Transition and Retirement Agreement, dated April 13, 2019, between the Company and John Ambroseo 10-Q 10.2 May 8, 2019 001-33962 10.21‡ Transition Agreement and Release, dated February 4, 2019, between the Company and Paul Sechrist 10-Q 10.2 February 6, 2019 001-33962 10.22‡ Offer letter with Kevin Palatnik 10-Q 10.3 February 10, 2016 001-33962 10.23** Executive Transition Services Agreement, dated August 20, 2020, between the Company and Kevin Palatnik 10.24 Credit Agreement, dated as of November 7, 2016, by and among Coherent, Inc., Coherent Holding GmbH, the guarantors from time to time party thereto, the lenders from time to time party thereto, Barclays Bank PLC, as Administrative Agent and L/C Issuer, Bank of America, N.A., as L/C Issuer, and The Bank of Tokyo- Mitsubishi UJF, Ltd., as L/C Issuer 8-K 10.1 November 8, 2016 001-33962