Daiwa Securities Group Annual Report 2012 Daiwa Securities Co. Ltd. 1) Organization  (As of July 1, 2012) Corporate Summary Executive Messages Business Strategy Financial Section Management Systems & CSR Other Information 110 Corporate Auditors’ Office Risk Management Committee (Internal Audit Officer) (Compliance Officer) (Mental Health Support Officer) (Finance Officer) (Operations & IT Officer) (General Affairs Officer) (Risk Management Officer) (Human Resources Officer) (Research Officer) (Equity Officer) (Fixed Income, Currency and Commodities Officer) (Global Markets Administration Officer) (Global Investment Banking Officer) (Corporate Division Planning Officer) (Corporate Institutions Officer) (Financial & Public Institutions Officer) (Regional Institutions Officer) (Corporate Sales Officer) (Osaka Institutions Officer) (Nagoya Institutions Officer) (Product Solution Officer) (Sales Planning Officer) (Private Banking Officer) (Sales Officer) (Daiwa Direct Officer) (Corporate Communication & Investor Relations Officer) Executive Committee Legal Affairs & Compliance Committee Global Markets Division (Head of Global Markets Division) Global Investment Banking Division (Head of Global Investment Banking Division) Corporate Division (Head of Corporate Division) Product Solution Division (Head of Product Solution Division) Sales Division (Head of Sales Division) (Deputy Head of Sales Division) Management Committee Board of Corporate Auditors (Corporate Planning Officer) (Legal Officer) Board of Dir ectors Shareholders’ Meeting Internal Audit Dept. Compliance Dept. Risk Management Dept. Due Diligence Dept. Secretariat Office Corporate Planning Dept. Human Resources Dept. Corporate Communication Dept. Investor Relations Office Mental Health Support Office Finance Dept. Business Process Planning and Administration Dept. Information Technology Dept. Operations Dept. General Affairs Dept. Equity Research Dept. Investment Strategy Dept. Fixed Income, Currency and Commodities (FICC) Research Dept. Research Production Dept. Equity Sales Dept.  Corporate Access Dept. Global Equity Sales Dept. (I) Global Equity Sales Dept. (II) Global Equity Trading Dept. Equity Dept. Global Markets Trading Dept. Structured Products Dept. Fixed Income Sales Dept. Fixed Income, Currency and Commodities (FICC) Dept. Fixed Income, Currency and Commodities (FICC) Bond Trading Dept. Fixed Income, Currency and Commodities (FICC) Treasury Dept. Fixed Income, Currency and Commodities (FICC) Sales Dept. (I) Fixed Income, Currency and Commodities (FICC) Sales Dept. (II) Global Markets Administration Dept. Equity Capital Markets Dept. Debt Capital Markets Dept. Strategic Advisory Dept. (M&A) Osaka Capital Markets Dept. Initial Public Offering Dept. Investment Banking Solution Dept. Corporate Division Planning Dept. Corporate Finance Dept. (I) Corporate Finance Dept. (II) Corporate Institutions Dept. (I) Corporate Institutions Dept. (II) Corporate Institutions Dept. (III) Corporate Institutions Dept. (IV) Corporate Institutions Dept. (V) Corporate Institutions Dept. (VI) Corporate Institutions Dept. (VII) Financial Institutions Dept.  Public Institutions Dept.  Regional Institutions Dept. Corporate Sales Dept. (I) Corporate Sales Dept. (II) Corporate Sales Dept. (III) Corporate Sales Dept. (IV) Osaka Corporate Sales Dept.  Osaka Institutions Dept. (I) Osaka Institutions Dept. (II) Nagoya Corporate Sales Dept. Nagoya Institutions Dept. Life Plan Business Dept. Wrap Consulting Dept. Wrap Business Dept. Loan Business Dept. Banking Business Office Pension & Annuity Dept. Investment Trust Dept. Wealth Management Dept. Data Processing Dept. Sales Planning Dept. Sales Support Dept. Private Banking Dept. Head Sales Office Kyoto Branch Nagoya Branch Groups (of Branches) Daiwa Direct Planning Dept. Call Center Management Dept. Daiwa Direct Administration Dept. Corporate Auditors