CI Financial DIRECTORS OFFICERS CI Investments EXECUTIVES Assante Wealth Management EXECUTIVES Robert J. Dorrell Senior Vice-President, Distribution Services James E. Ross Senior Vice-President, Wealth & Estate Planning Steven J. Donald President Derek J. Green President Douglas J. Jamieson Senior Vice-President and  Chief Financial Offi cer David C. Pauli  Executive Vice-President and Chief Operating Offi cer Chris von Boetticher Vice-President,  General Counsel and Secretary David C. Pauli Executive Vice-President and  Chief Operating Offi cer Douglas J. Jamieson Senior Vice-President and Chief Financial Offi cer Stephen A. MacPhail President and  Chief Executive Offi cer Sheila A. Murray Executive Vice-President,  General Counsel and Secretary Stephen A. MacPhail President and  Chief Executive Offi cer, CI Financial; Director Toronto, Ontario Stephen T. Moore Managing Director,  Newhaven Asset  Management Inc.;  Director Toronto, Ontario Tom P. Muir Co-Managing Director,  Muir Detlefsen & Associates  Limited;  Director  Toronto, Ontario A. Winn Oughtred Corporate Director; Director Toronto, Ontario  David J. Riddle President,  C-Max Capital Inc.;  Director Vancouver, B.C. Clay Horner Partner,  Osler, Hoskin & Harcourt LLP;  Director  Toronto, Ontario William T. Holland Chairman;  Director Toronto, Ontario Paul W. Derksen Corporate Director; Director Clarksburg, Ontario G. Raymond Chang President,  G. Raymond Chang Ltd.;  Director  Toronto, Ontario Ronald D. Besse President,  Besseco Holdings Inc.; Lead Director Toronto, Ontario Corporate Directory 88