ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED  STOCKHOLDER MATTERS  Equity Compensation Plan Information  ITEM 13. CERTAIN RELATIONSHIPS AND RELATED  TRANSACTIONS, AND DIRECTOR INDEPENDENCE  PA R T I V  ITEM 15. EXHIBITS AND FINANCIAL STATEMENT  SCHEDULES  ITEM 14. PRINCIPAL ACCOUNTANT FEES AND  SERVICES  (a)(1) Financial Statements  2013 FORM 10-K 32  BUILD-A-BEAR WORKSHOP, INC.  The information contained in the section titled “Security Ownership of Certain Beneficial Owners and Management” in the Proxy Statement is incorporated herein by reference in response to this Item 12.  The information contained in the section titled “Related Party  Transactions” in the Proxy Statement is incorporated herein by  reference in response to this Item 13.  The financial statements and schedules set forth below are filed on  the indicated pages as part of this Annual Report on Form 10-K.  The information contained in the section titled “Principal  Accountant Fees” and “Policy Regarding Pre-Approval of Services  Provided by the Independent Registered Public Accounting Firm” in  the Proxy Statement is incorporated herein by reference in response  to Item 14.  PAGE Report of Independent Registered Public Accounting Firm 33 Consolidated Balance Sheets as of December 28, 2013 and December 29, 2012 34 Consolidated Statements of Operations for the fiscal years ended December 28, 2013, December 29, 2012 and December 31, 2011  35 Consolidated Statements of Comprehensive Loss for the fiscal years ended December 28, 2013, December 29, 2012 and December 31, 2011  36 Consolidated Statements of Stockholders’ Equity for the fiscal years ended December 28, 2013, December 29, 2012 and December 31, 2011  36 Consolidated Statements of Cash Flows for the fiscal years ended December 28, 2013, December 29, 2012 and December 31, 2011  37 Notes to Consolidated Financial Statements  38 Plan category (a)  Number of securities to be issued upon exercise  of outstanding options, warrants and rights (b)  Weighted-average exercise  price of outstanding options, warrants and rights (c)  Number of securitiesremaining available for future issuance under equity compensation  plans(excluding securities reflected in column  (a) ) Equity compensation plans approved by security holders 1,065,012  $ 8.72  471,327  Total 1,065,012  $ 8.72  471,327 