FORM 10-K CROSS REFERENCE INDEX (a) Incorporated by reference to “Compensation” in the 2021 Proxy Statement. (b) Incorporated by reference to “Stock Ownership Information” in the 2021 Proxy Statement. (c) Incorporated by reference to “Related Person Transactions” and “How We Assess Director Independence” in the 2021 Proxy Statement. (d) Incorporated by reference to “Independent Auditor Information” in the 2021 Proxy Statement. GE 2020 FORM 10-K  111 Item Number Page(s) Part I Item 1. Business 4, 10-18, 103-104 Item 1A. Risk Factors 44-51 Item 1B. Unresolved Staff Comments Not applicable Item 2. Properties 4 Item 3. Legal Proceedings 98-101 Item 4. Mine Safety Disclosures Not applicable Part II Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 44 Item 6. Selected Financial Data Not applicable Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations 5-43 Item 7A. Quantitative and Qualitative Disclosures About Market Risk 27, 94-97 Item 8. Financial Statements and Supplementary Data 56-106 Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure Not applicable Item 9A. Controls and Procedures 52 Item 9B. Other Information Not applicable Part III Item 10. Directors, Executive Officers and Corporate Governance 107 Item 11. Executive Compensation (a) Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters (b), 92 Item 13. Certain Relationships and Related Transactions, and Director Independence (c) Item 14. Principal Accountant Fees and Services (d) Part IV Item 15. Exhibits and Financial Statement Schedules 108-110 Item 16. Form 10-K Summary Not applicable Signatures 112