SMFG Capital (Nonconsolidated) SMFG  2011 152 Millions of yen Number of shares issued Capital stock Capital reserve Changes Balances Changes Balances Changes Balances May 17, 2006*$^{1}$ ........................................ (68,000) 8,306,273.77 ¥ — ¥1,420,877 ¥ — ¥1,420,989 August 11, 2006*$^{2}$ .................................... — 8,306,273.77 — 1,420,877 (1,000,000) 420,989 September 1, 2006*$^{3}$ ............................... 249,015 8,555,288.77 — 1,420,877 221,365 642,355 September 6, 2006*$^{4}$ ............................... (67,000) 8,488,288.77 — 1,420,877 — 642,355 September 29, 2006*$^{5}$ ............................. (439,534) 8,048,754.77 — 1,420,877 — 642,355 October 11, 2006*$^{6}$ .................................. (195,000) 7,853,754.77 — 1,420,877 — 642,355 April 30, 2008*$^{7}$ ........................................ 157,151 8,010,905.77 — 1,420,877 — 642,355 May 16, 2008*$^{8}$ ........................................ (16,700) 7,994,205.77 — 1,420,877 — 642,355 January 4, 2009*$^{9}$ .................................... 781,189,672.23 789,183,878 — 1,420,877 — 642,355 June 22, 2009*$^{10}$ ...................................... 219,700,000 1,008,883,878 413,695 1,834,572 413,695 1,056,050 July 27, 2009*$^{11}$ ....................................... 8,931,300 1,017,815,178 16,817 1,851,389 16,817 1,072,868 January 27, 2010*$^{12}$ ................................. 340,000,000 1,357,815,178 459,477 2,310,867 459,477 1,532,345 January 28, 2010*$^{13}$ ................................. 36,343,848 1,394,159,026 — 2,310,867 — 1,532,345 February 8, 2010*$^{14}$ ................................. (33,400) 1,394,125,626 — 2,310,867 — 1,532,345 February 10, 2010*$^{15}$ ............................... 20,000,000 1,414,125,626 27,028 2,337,895 27,028 1,559,374 March 31, 2011 Number of shares issued Common stock ............................................................................................................................................................... 1,414,055,625 Preferred stock (1st series Type 6) ................................................................................................................................. 70,001 Total ................................................................................................................................................................................ 1,414,125,626 Number of Shares Issued Remarks: * $^{1}$  Repurchase and cancellation of 35,000 shares of preferred stock (Type 1) and 33,000 shares of preferred stock (Type 2) * $^{2}$  Capital reserve was transferred to other capital surplus pursuant to Article 448-1 of the Companies Act. * $^{3}$  Increase in the number of common stock as a result of share exchange for making SMBC Friend Securities Co., Ltd. our wholly-owned subsidiary (share exchange  ratio: 1-to-0.0008) * $^{4}$  Repurchase and cancellation of 67,000 shares of preferred stock (Type 2) * $^{5}$  Repurchase and cancellation of 500,000 shares of preferred stock (Type 3) and increase in shares of common stock of 60,466 * $^{6}$  Repurchase and cancellation of 195,000 shares of preferred stock (Type 3) * $^{7}$  Increase in shares of common stock of 157,151 as a result of exercise of rights to purchase all the shares of preferred stock (5th to 8th series Type 4) * $^{8}$  Decrease in shares of preferred stock (Type 4) of 16,700 as a result of cancellation of all the shares of preferred stock (5th to 8th series Type 4) * $^{9}$  Increase in shares of common stock of 781,189,672.23 as a result of 100-for-1 stock split Note: The number of shares of preferred stock (Type 6) decreased by 70,001 as a result of repurchase and cancellation of all the shares of preferred stock (1st series  Type 6) on April 1, 2011. * 15 Allotment to third parties: Common stock: 20,000,000 shares * 14 Decrease in shares of preferred stock (Type 4) of 33,400 as a result of cancellation of all the shares of preferred stock (1st to 4th and 9th to 12th series Type 4) * 13 Increase in shares of common stock of 36,343,848 as a result of exercise of rights to purchase all the shares of preferred stock (1st to 4th and 9th to 12th series  Type 4) * 12 Public offering: Common stock: 340,000,000 shares * 11 Allotment to third parties: Common stock: 8,931,300 shares * 10 Public offering: Common stock: 219,700,000 shares Change in Number of Shares Issued and Capital Stock Sumitomo Mitsui Financial Group, Inc. Issue price: ¥3,766 Capitalization: ¥1,883 Issue price: ¥3,766 Capitalization: ¥1,883 Capitalization: ¥1,351.405 Issue price: ¥2,702.81 Capitalization: ¥1,351.405 Issue price: ¥2,702.81