Capital (Nonconsolidated) SMFG Tokyo Stock Exchange (First Section) Osaka Securities Exchange (First Section) Nagoya Stock Exchange (First Section) New York Stock Exchange* * SMFG listed its ARDs on the New York Stock Exchange as of November 1, 2010. Stock Exchange Listings Number of Common Shares, Classified by Type of Shareholders Principal Shareholders a. Common Stock b. Preferred Stock (1st series Type 6) * Standing agent: The HongKong and Shanghai Banking Corporation Limited’s Tokyo Branch ** Standing agent: Mizuho Corporate Bank, Ltd. *** Standing agent: Sumitomo Mitsui Banking Corporation Note: Pursuant to Article 67 of the Enforcement Ordinance of the Companies Act, the exercise of voting rights of common shares held by SMFG Card & Credit, Inc.  is restricted. SMFG  2011 153 March 31, 2011 Number of shares Percentage of shares outstanding Sumitomo Life Insurance Company ............................................................................................................. 23,334 33.33% Nippon Life Insurance Company ................................................................................................................... 20,000 28.57 MITSUI LIFE INSURANCE COMPANY LIMITED .......................................................................................... 16,667 23.81 Mitsui Sumitomo Insurance Company, Limited ........................................................................................... 10,000 14.29 Total .............................................................................................................................................................. 70,001 100.00% March 31, 2011 Number of  shares Percentage of shares outstanding Japan Trustee Services Bank, Ltd. (Trust Account) ...................................................................................... 87,939,818 6.21% The Master Trust Bank of Japan, Ltd. (Trust Account) ................................................................................. 77,122,200 5.45 SSBT OD05 Omnibus Account — Treaty Clients*....................................................................................... 30,843,478 2.18 Japan Trustee Services Bank, Ltd. (Trust Account 9) ................................................................................... 29,508,900 2.08 Mellon Bank, N.A. as Agent for its Client Mellon Omnibus US Pension** ................................................... 17,222,912 1.21 State Street Bank and Trust Company 505225** ......................................................................................... 17,198,714 1.21 SMFG Card & Credit, Inc. ............................................................................................................................ 15,479,400 1.09 Nippon Life Insurance Company .................................................................................................................. 15,466,682 1.09 NATSCUMCO*** ........................................................................................................................................... 14,356,349 1.01 State Street Bank and Trust Company 505103** ......................................................................................... 13,927,694 0.98 Total .............................................................................................................................................................. 319,066,147 22.56% March 31, 2011 Number of  shareholders  Number of units Percentage of total Japanese government and local government .................................................................. 7 4,774 0.03% Financial institutions ......................................................................................................... 394 4,144,500 29.35 Securities companies ....................................................................................................... 105 717,865 5.08 Other institutions .............................................................................................................. 9,032 1,664,643 11.79 Foreign institutions ........................................................................................................... 938 5,538,375 39.22 Foreign individuals ........................................................................................................... 141 714 0.01 Individuals and others ...................................................................................................... 342,025 2,049,686 14.52 Total .................................................................................................................................. 352,642 14,120,557 100.00% Fractional shares (shares) ................................................................................................. — 1,999,925 — Notes: 1. Of 3,762,514 shares in treasury stock, 37,625 units are included in “Individuals and others” and the remaining 14 shares are included in “Fractional shares.” 2. “Other institutions” include 28 units held by the Securities Custody Association. 3. The number of shares constituting 1 unit is 100.