SMFG Consolidated Statements of Changes in Net Assets Sumitomo Mitsui Financial Group, Inc. and Subsidiaries SMFG  2011 73 Millions of yen Millions of  U.S. dollars (Note 1) Year ended March 31 2011 2010 2011 Stockholders’ equity Capital stock Balance at the end of the previous fiscal year.................................................. ¥2,337,895  ¥1,420,877 $28,117 Changes in the fiscal year: Issuance of new shares ................................................................................ — 917,018 — Net changes in the fiscal year....................................................................... — 917,018 — Balance at the end of the fiscal year ................................................................ ¥2,337,895  ¥2,337,895 $28,117 Capital surplus Balance at the end of the previous fiscal year.................................................. 978,897  57,245 11,772 Changes in the fiscal year: Issuance of new shares ................................................................................ — 928,094 — Disposal of treasury stock ............................................................................ (46) (108) (0) Decrease due to decrease in affiliates .......................................................... — (6,333) — Net changes in the fiscal year....................................................................... (46) 921,652 (0) Balance at the end of the fiscal year ................................................................ ¥ 978,851  ¥ 978,897 $11,772 Retained earnings Balance at the end of the previous fiscal year.................................................. 1,451,945  1,245,085 17,462  Changes in the fiscal year: Cash dividends ............................................................................................ (152,878) (71,174) (1,839) Net income ................................................................................................... 475,895  271,559 5,723  Increase due to increase in subsidiaries ....................................................... 13  8 0  Increase due to decrease in subsidiaries ..................................................... 3  3 0  Decrease due to increase in subsidiaries ..................................................... (13) (11) (0) Decrease due to decrease in subsidiaries .................................................... (10) (1) (0) Increase due to decrease in affiliates ........................................................... — 6,333 — Decrease due to decrease in affiliates .......................................................... (126) — (1) Reversal of land revaluation excess ............................................................. 1,604  141 19  Net changes in the fiscal year....................................................................... 324,488  206,859 3,902  Balance at the end of the fiscal year ................................................................ ¥1,776,433  ¥1,451,945 $21,364 Treasury stock Balance at the end of the previous fiscal year.................................................. (124,061) (124,024) (1,492) Changes in the fiscal year: Purchase of treasury stock ........................................................................... (47,759) (189) (574) Disposal of treasury stock ............................................................................ 60  152 0 Net changes in the fiscal year....................................................................... (47,699) (36) (574) Balance at the end of the fiscal year ................................................................ ¥ (171,760) ¥ (124,061) $ (2,066) Total stockholders’ equity Balance at the end of the previous fiscal year.................................................. 4,644,677  2,599,183 55,859  Changes in the fiscal year: Issuance of new shares ................................................................................ — 1,845,113 — Cash dividends ............................................................................................. (152,878) (71,174) (1,839) Net income ................................................................................................... 475,895  271,559 5,723  Purchase of treasury stock ........................................................................... (47,759) (189) (574) Disposal of treasury stock ............................................................................ 13  43 0  Increase due to increase in subsidiaries ....................................................... 13  8 0  Increase due to decrease in subsidiaries ..................................................... 3  3 0  Decrease due to increase in subsidiaries ..................................................... (13) (11) (0) Decrease due to decrease in subsidiaries .................................................... (10) (1) (0) Increase due to decrease in affiliates ........................................................... — 6,333 — Decrease due to decrease in affiliates .......................................................... (126) (6,333) (1) Reversal of land revaluation excess ............................................................. 1,604  141 19  Net changes in the fiscal year....................................................................... 276,742  2,045,493 3,328  Balance at the end of the fiscal year ................................................................ ¥4,921,419  ¥4,644,677 $59,187