SMFG Notes to Consolidated Financial Statements Number of stock options Date of resolution June 28, 2001 June 27, 2002 June 27, 2003 June 29, 2004 June 29, 2005 June 29, 2006 Before vested  Previous fiscal year-end ................................................ — — — — — — Granted ....................................................................... — — — — — — Forfeited ...................................................................... — — — — — — Vested.......................................................................... — — — — — — Outstanding ................................................................ — — — — — — After vested  Previous fiscal year-end ................................................ 104,000 138,000 222,000 325,000 451,000 162,000 Vested.......................................................................... — — — — — — Exercised ..................................................................... — 12,000 — — — — Forfeited ...................................................................... 10,000 — 12,000 23,000 20,000 — Exercisable ................................................................... 94,000 126,000 210,000 302,000 431,000 162,000 Date of resolution June 29, 2006 June 28, 2007 June 28, 2007 June 27, 2008 June 26, 2009 Before vested  Previous fiscal year-end ................................................ — — — 289,000 350,000 Granted ....................................................................... — — — — — Forfeited ...................................................................... — — — — — Vested.......................................................................... — — — 289,000 — Outstanding ................................................................ — — — — 350,000 After vested  Previous fiscal year-end ................................................ 115,000 174,000 112,000 — — Vested.......................................................................... — — — 289,000 — Exercised ..................................................................... —  — — — — Forfeited ...................................................................... —  — — — — Exercisable ................................................................... 115,000 174,000 112,000 289,000 — Date of resolution June 28, 2001 June 27, 2002 June 27, 2003 June 29, 2004 June 29, 2005 June 29, 2006 Exercise price ................................................................... ¥155 ¥131 ¥179 ¥202  ¥313 ¥490 Average exercise price ...................................................... — 144 — — — — Fair value at the grant date .............................................. — — — — — 138 Price information (Yen)  Date of resolution June 29, 2006 June 28, 2007 June 28, 2007 June 27, 2008 June 26, 2009 Exercise price ................................................................... ¥490 ¥461 ¥461 ¥302 ¥193 Average exercise price ...................................................... — — — — — Fair value at the grant date .............................................. 138 96 96 37 51 SMFG  2011 124 Only the actual number of forfeited stock options is reflected because it is difficult to rationally estimate the actual number of stock  options that will be forfeited in the future.  (b) Stock options granted and changes (c) Method of estimating number of stock options vested 