SMFG Notes to Consolidated Financial Statements (3) Nonconsolidated Statements of Changes in Net Assets Sumitomo Mitsui Financial Group, Inc. SMFG  2011 137 Millions of yen Millions of  U.S. dollars (Note 1) Year ended March 31 2011 2010 2011 Stockholders’ equity Capital stock Balance at the end of the previous fiscal year....................................... ¥2,337,895 ¥1,420,877 $28,117 Changes in the fiscal year: Issuance of new shares ..................................................................... — 917,018 — Net changes in the fiscal year............................................................ — 917,018 — Balance at the end of the fiscal year ..................................................... ¥2,337,895 ¥2,337,895 $28,117 Capital surplus Capital reserve Balance at the end of the previous fiscal year ................................... 1,559,374 642,355 18,754  Changes in the fiscal year: Issuance of new shares ................................................................. — 917,018 — Net changes in the fiscal year ........................................................ — 917,018 — Balance at the end of the fiscal year ................................................. ¥1,559,374 ¥1,559,374 $18,754 Other capital surplus Balance at the end of the previous fiscal year ................................... 273,699 273,808 3,291  Changes in the fiscal year: Disposal of treasury stock ............................................................. (46) (108) (0) Net changes in the fiscal year ........................................................ (46) (108) (0) Balance at the end of the fiscal year ................................................. ¥ 273,652 ¥ 273,699 $ 3,291 Total capital surplus Balance at the end of the previous fiscal year ................................... 1,833,073 916,163 22,045  Changes in the fiscal year: Issuance of new shares ................................................................. — 917,018 — Disposal of treasury stock ............................................................. (46) (108) (0) Net changes in the fiscal year ........................................................ (46) 916,909 (0) Balance at the end of the fiscal year ................................................. ¥1,833,027 ¥1,833,073 $22,045 Retained earnings Other retained earnings Voluntary reserve Balance at the end of the previous fiscal year ............................... 30,420 30,420 366 Changes in the fiscal year: Net changes in the fiscal year .................................................... — — — Balance at the end of the fiscal year.............................................. ¥ 30,420 ¥ 30,420 $ 366 Retained earnings brought forward Balance at the end of the previous fiscal year ............................... 647,622 653,487 7,788 Changes in the fiscal year: Cash dividends .......................................................................... (154,278) (72,041) (1,856) Net income ................................................................................. 191,539 66,176 2,304  Net changes in the fiscal year .................................................... 37,260 (5,865) 448  Balance at the end of the fiscal year.............................................. ¥ 684,883 ¥ 647,622 $ 8,236 Total retained earnings Balance at the end of the previous fiscal year ................................... 678,042 683,907 8,154  Changes in the fiscal year: Cash dividends .............................................................................. (154,278) (72,041) (1,856) Net income ..................................................................................... 191,539  66,176 2,304  Net changes in the fiscal year ........................................................ 37,260  (5,865) 448  Balance at the end of the fiscal year ................................................. ¥ 715,303 ¥ 678,042 $ 8,602