SMFG Capital (Nonconsolidated) Stock Options Date of resolution: Ordinary general meeting of shareholders held on June 27, 2002 Date of resolution: Meeting of the Board of Directors held on July 28, 2010 Note: Former SMBC issued and granted stock options to certain directors and employees pursuant to the resolution of the ordinary general meeting of shareholders  held on June 27, 2002. SMFG succeeded the obligations related to the stock options at the time of its establishment pursuant to the resolution of the preferred  shareholders’ meeting held on September 26, 2002 and the extraordinary shareholders’ meeting held on September 27, 2002. 2. SMFG implemented 100-for-1 stock split on January 4, 2009. Stock prices for the year ended March 31, 2009 are reported assuming that the stock split  had been effective from April 1, 2008. 3. Preferred stocks (1st series Type 6) are not listed on exchanges. Notes: 1. Stock prices of common shares as quoted on the Tokyo Stock Exchange (First Section). 2. Preferred stocks (1st series Type 6) are not listed on exchanges. SMFG  2011 154 March 31 2011 Number of shares granted............................................................................................................ 108,100 shares Type of stock ................................................................................................................................ Common stock Issue price .................................................................................................................................... ¥6,649 per share Amount capitalized when shares are issued ................................................................................ ¥3,325 per share Exercise period of stock options .................................................................................................. From June 28, 2004 to June 27, 2012 March 31 2011 Number of shares granted............................................................................................................ 102,600 shares Type of stock ................................................................................................................................ Common stock Issue price .................................................................................................................................... ¥2,216 per share Amount capitalized when shares are issued ................................................................................ ¥1,108 per share Exercise period of stock options .................................................................................................. From August 13, 2010 to August 12, 2040 Yen Year ended March 31 2011 2010 2009 2008 2007 High ....................................................................................... ¥3,355 ¥4,520 ¥9,640 ¥1,210,000 ¥1,390,000 Low ........................................................................................ 2,235 2,591 2,585 633,000 1,010,000 Notes: 1. Stock prices of common shares as quoted on the Tokyo Stock Exchange (First Section). Common Stock Price Range Stock Price Performance Yen October 2010 November 2010 December 2010 January 2011 February 2011 March 2011 High .............................................................. ¥2,533 ¥2,685 ¥2,949 ¥3,090 ¥3,225 ¥3,190 Low ............................................................... 2,349 2,325 2,543 2,791 2,757 2,235 Six-Month Performance