What are the possible punitive actions that Michael Flynn faces as he pleads guilty to one charge of lying to the FBI? In a recent article in the Guardian: After months of silence and invisibility, Flynn walked into a federal courthouse in Washington DC on Friday morning and pleaded guilty to one count of lying to the FBI. The plea was part of a larger deal with special counsel Robert Mueller’s team, and strikes at the heart of the Trump White House. What are the possible penalities that Flynn could face? One article in New York Times mentioned a punitive five years in prison. Presumably a plea bargain reduces the maximum number of years he could face behind bars. Is there any other precedent that could give us some idea of what he might be facing in this situation - or is this situation entirely unprecedented? The Guardian does mention: He faces a possible sentence of up to six months in prison in his guilty plea to the false statements charge. How accurate is this assessment, or do we just have to wait and see?
It is my understanding that he was charged under 18 USC § 1001 which gives a maximum sentence of 5 years under most circumstances. This is the absolute maximum; the judge is not allowed to give more than the law allows. Here are the federal sentencing guidelines. If you look in the guidelines, you'll see that the base offense level for this crime is 14. If there was a "substantial" interference with justice, the offense is increased by 3 levels. My guess is that they won't find this to be the case. There are several other adjustments that likely don't apply. Under the "Adjustments" section of the guidelines, it says: (a) If the defendant clearly demonstrates acceptance of responsibility for his offense, decrease the offense level by 2 levels. (b) If the defendant qualifies for a decrease under subsection (a), the offense level determined prior to the operation of subsection (a) is level 16 or greater, and upon motion of the government stating that the defendant has assisted authorities in the investigation or prosecution of his own misconduct by timely notifying authorities of his intention to enter a plea of guilty, thereby permitting the government to avoid preparing for trial and permitting the government and the court to allocate their resources efficiently, decrease the offense level by 1 additional level. It seems that the first one applies. The second one cannot apply in this particular case since the offense level was not 16 or greater. So the offense level would be reduced from 14 to 12. If you look at the Sentencing Table, you can see that an offense level of 12 has a recommended sentence of 10-16 months for someone with no prior criminal history. Also, this is in Zone C, meaning: the minimum term may be satisfied by... a sentence of imprisonment that includes a term of supervised release with a condition that substitutes community confinement or home detention according to the schedule in subsection (e), provided that at least one-half of the minimum term is satisfied by imprisonment. so it seems he would go to prison for at least half of that. But if the offense level was dropped just one more level, he would be in zone B, where probation with home confinement would be an acceptable sentence. But there's one more thing to consider: He's cooperating with investigations into other people. This allows a departure from the ordinary guidelines. Upon motion of the government stating that the defendant has provided substantial assistance in the investigation or prosecution of another person who has committed an offense, the court may depart from the guidelines. (a) The appropriate reduction shall be determined by the court for reasons stated that may include, but are not limited to, consideration of the following: (1) the court’s evaluation of the significance and usefulness of the defendant’s assistance, taking into consideration the government’s evaluation of the assistance rendered; (2) the truthfulness, completeness, and reliability of any information or testimony provided by the defendant; (3) the nature and extent of the defendant’s assistance; (4) any injury suffered, or any danger or risk of injury to the defendant or his family resulting from his assistance; (5) the timeliness of the defendant’s assistance. I have no idea where the Guardian got 6 months from. It's certainly possible that's part of the plea deal (although nothing says the judge has to impose the sentence that the prosecutor recommends as part of the deal), and maybe there are adjustments I'm not taking into account that would reduce the offense level further. I just now found a copy of the plea agreement. It specifies that the parties agree he will be sentenced under guideline §2B1.1(a)(2). This ordinarily is for offenses such as theft, property damage, forgery, or fraud. As far as I can tell, the government is just using this to get the sentence down, because there's no real relation to the crime he's accused of. Under that guideline, the base offense level is 6. The two level decrease for accepting responsibility puts it at an offense level of 4, with a possibility of a downward departure for cooperation. Regardless of whether or not there's a downward departure, this would have a 0-6 month sentence recommendation, which is the lowest available in the guidelines. This is also in Zone A of the sentencing table, meaning a sentence of just probation with no imprisonment or home confinement is possible.
The Main Answer: The Judge Can't Appeal; But Other People Can Since the Judge now has an attorney, can this Judge appeal to the Supreme Court (or appeal again starting from a different court jurisdiction) to potentially allow him to continue his decision to review if the Michael Flynn case should be dismissed? Not exactly. It is potentially subject to appeal, but not by the judge. But the question contains an understandable and natural false premise that confuses the issue. The attorney appointed by the Court to present the position abandoned by the Justice Department is not a lawyer for the judge (who has absolute immunity from liability). Instead, the attorney is someone appointed to provide additional representation to &quot;the People&quot; on the theory that the Justice Department in unable to fully represent the interests of &quot;the People&quot; due to an alleged conflict of interest. The attorney appointed by the judge to present a position that the Justice Department abandoned, might have standing to do so, but the judge himself or herself, while listed as the Respondent in the case, is only a nominal party and not a true real party in interest. Also en banc review of a panel decision of the U.S. Court of Appeals can be raised sua sponte by any judge in the Circuit, without prompting from any part for further review (which is what happened in this case). The Archaic Federal Writ of Mandamus Practice Explained There is a general rule that says that only final decisions of trial courts can be appealed to an appellate court.&lt;1&gt; Thus, usually, a criminal defendant can only appeal from a criminal case after the criminal defendant has been convicted of a crime and sentenced for that crime. But, this general rule has exceptions. A request for a writ of mandamus is one way to get around this general rule. A writ is a court order directed at a government official by a court having jurisdiction over the official, usually, but not always, in a matter in which the government official is not alleged to have done anything making the government official eligible for punishment personally. For example, a writ of execution, is a court order directing the sheriff or some other government official, to take action to enforce a court order awarding someone a money judgment that the prevailing part seeks to have the sheriff involuntarily seize. A request for writ of mandamus (i.e. for an order directing a government official subordinate to the court to take a non-discretionary action in a court case) is structured in the old fashioned approach used in federal court as a lawsuit against a judge brought in a court with supervising authority over the judge. But, in substance, this is a legal fiction and formality used (in this context, writs of mandamus are used in more than one way) to provide review of trial court decisions prior to the entry of a final decision on the merits in a case (something also called an &quot;interlocutory appeal&quot;). This process was established in the All Writs Act of 1789 (now codified at 28 U.S.C. § 1651) that applied to the federal courts the process in place immediately prior to the adoption of the United States Constitution in 1789 in the courts of the American Colonies. The procedure used in the pre-constitution courts of the American colonies was borrowed from English common law procedural practices then in place. The English practice was in turn originally established during or not long before the reign of King Edward II (reigned 1307 to 1327 CE). Those procedures have then evolved over time. This procedure was formally established in the U.S. in the federal courts by case law interpreting the All Writs Act (the All Writs Act itself is only a sentence or two long). Put another way, the All Writs Act gave the federal courts the authority to order other government officials (including but not limited to judges) to do things to carry out federal court orders, in the same broad circumstances where English common law courts has the power to do so, and using the same procedures. Originally, a writ of mandamus really was a lawsuit against a judge, and there are contexts where a writ of mandamus is sought against a government official other than a judge that continue to be a lawsuit against a government official. But, now that is just a formality and not a real lawsuit in this context, and that has been the case in cases involving writs of mandamus filed against judges for hundreds of years. &lt;1&gt; A direct appeal of right from a final criminal conviction is a relatively new innovation in the federal courts in the U.S.. The right to bring a direct appeal of right of a criminal conviction secured in federal court did not exist until 1890. And, the right to bring a direct appeal of right of a criminal conviction is not constitutionally guaranteed by the U.S. Constitution or the Bill of Rights, it exists solely by virtue of a federal statute. Prior to 1890, most judicial review of federal criminal convictions was conducted via writs of habeas corpus (which has much narrower grounds upon which relief can be granted) or via Presidential pardons. The Modern Approach Used In Many Jurisdictions Contrasted The modern approach designed to avoid the confusion associated with nominally suing the judge, is to create a court rule replacing the old fashioned legal fiction of writ of mandamus practice, in which someone files an interlocutory appeal captioned (in a criminal case) as People v. Defendant, or as Defendant v. People (depending upon who files first) which is handled essentially like an ordinary appeal but with shorter deadlines and the requirement that grounds for considering the appeal at all prior to a final order in the case be established. For example, in Colorado, where I practice, the equivalent procedure to a writ of mandamus with the judge named as Respondent in a federal court, is called a &quot;Colorado Appellate Rule 21 motion&quot;. Further Appellate Options Appeals from interlocutory writ of mandamus rulings made by a panel of a U.S. Court of Appeals are a fairly esoteric corner of federal appellate procedure, and I am not intimately familiar with the ins and outs of it, but there is a process by which someone with standing could seek further appellate review of the U.S. Court of Appeals panel's ruling. The interlocutory appeal in this case was handled by a three judge panel of one of the United States Courts of Appeal. There are two main ways that a ruling of a panel of one of the United States Courts of Appeal may be further appealed. One is to seek en banc review of the decision by all of the judges of the circuit of the U.S. Court of Appeals whose panel heard the case. The other is to appeal either from an en banc decision or directly from the panel decision, to the U.S. Supreme Court. In both circumstances, further appellate review of discretionary, the en banc panel or the U.S. Supreme Court, as the case may be, first decides the preliminary question of whether to consider the further appeal at all, and then, if that is answered in the affirmative, considers the merits of the issue or the issues raised in a further appeal. In a case of national interest involving separation of powers in which the panel issued a divided ruling, it isn't unthinkable that there would be further discretionary review of the ruling if it was sought by someone with standing to do so. The most controversial aspect of the panel ruling in this case, highlighted by the dissenting opinion, is that the Justice Department and criminal defense attorney filed the writ of mandamus before the trial court judge had a chance to consider and rule upon the motions filed in the trial court. Normally, a writ of mandamus is not considered &quot;ripe&quot; to file until a judge actually rules on a motion with a court order which the person seeking the writ alleges was mistaken, rather than before the judge gets to consider whether or not to grant that motion in the first instance as was done in this case. To paraphrase the dissenting opinion, the dissenting judge felt that the appellate court panel jumped the gun in an unprecedented and irregular manner that deprived it of jurisdiction to decide the issue because it was not yet ripe for decision. Other Ways This Could Have Been Litigated As an aside, it is also worth observing that there were multiple procedural options available in this case to prevent his client from being sentenced and to force the case to be dismissed. The writ of mandamus was brought by the Justice Department seeking to enforce its own institutional privileges. But, the more conventional approach in a case with a similar fact pattern in federal court, would be for the criminal defense attorney to file a separate lawsuit against the warden of the jail where his client is being held (who is also a nominal defendant under a different legal fiction, and who also has absolute immunity, but would be defended in the lawsuit by the Justice Department absent an alleged conflict of interest like the one present in this case) seeking a writ of habeas corpus ordering the warden to release his client, possibly before a different judge, and subject to direct appeal once resolved, rather than an interlocutory appeal via a writ of mandamus. But, it isn't often that the Justice Department seeks to withdraw its prosecution against a criminal defendant who has already pleaded guilty in a proceeding in which the factual basis of the plea has already been established on the record in open court and the case is ripe for sentencing to a serious felony sentence. Update As Of August 3, 2020 This case was selected for en banc review by the entire DC Circuit based upon the petition of the dissenting judge in the three judge panel that decided the case. The Order states: ORDER Upon consideration of the petition for rehearing en banc, the responses thereto, and the vote in favor of rehearing en banc by a majority of the judges eligible to participate, it is ORDERED that this case be reheard by the court sitting en banc. It is FURTHER ORDERED that the court’s order filed June 24, 2020, be vacated. It is FURTHER ORDERED that oral argument before the en banc court be heard at 9:30 a.m. on Tuesday, August 11, 2020. The parties should be prepared to address whether there are “no other adequate means to attain the relief” desired. Cheney v. U.S. Dist. Court for D.C., 542 U.S. 367, 380 (2004). A separate order will issue regarding the allocation of oral argument time. Per Curiam
There are two reasons for jail: Applying the sentence Denying the accused the opportunity of fleeing, destroying evidence or doing the same felonies again. The last part is always a difficult one, as the accused has still not received a veredict but has his rights severely curtailed. In general it is intended as a last ditch measure, and the circumstances of the case must be considered. In this case, after Assange spent several years holed in at Ecuador's embassy in the UK, and given that he did not surrender himself voluntarily, it is not that unreasonable to believe that he would try again to flee, as the matter is not still settled and he is still at risk of being extradited. I do not know about England, but in some countries (e.g. Spain) if you are kept in preventive custody but later found to be innocent you are automatically entitled to an indemnity. Also, for the larger question, that is not true either at least in some countries. After a guilty veredict a judge may postpone incarceration while appeals are reviewed (again considering things like flight risks). Of course, if you have condemned someone who has not been given bail due to being considered too risky, they remain in jail during the process. Also Presumably, his jail term began immediately upon sentencing. In many jurisdictions, the time served before the sentence is counted towards the sentence. If you spent 4 weeks in jail before the sentence, you have already passed 4 weeks of your sentence. If the time already spent is close to the time you would have been sentenced, the sentence specifies that you are condemned &quot;to time served&quot; and released immediately.
Could the acceptance of the pardon then have any bearing on the case in the other jurisdiction? Possibly, but not much. There is very, very little case law on this point since: (1) pardons are rare (especially federal ones), (2) people who are pardoned generally do so because everyone in the criminal justice process in the prior case agrees that the person is reformed and they are usually correct, (3) the statute of limitations has often run on a new prosecution, and (4) many cases where these issues arise, are probably not appealed (either because the neither parties attempts to, or because a defendant is acquitted and there is no appeal), but an appeal is necessary to give rise to binding precedents. Can the admission of guilt be used in the new case? The criminal collateral estoppel effects of a pardon flow from the adjudication on the merits which is vacated. Also, comity between sovereigns and public policy mitigate such a rule. The pardon power would not be very interesting if it routinely resulted in a new prosecution that was conducted on a summary basis via a preclusion doctrine such as collateral estoppel. In many cases, the statute of limitations will have run on the original crime or there will be no parallel state law crime, but this is not always the case. Also, I would disagree with the statement that a pardon always implies an admission of guilt to the crime for which a pardon was granted, even though that statement is often used rhetorically. For example, one important use of the pardon power is to commute the sentence of someone who asserts that they are factually innocent but have been convicted of a crime, potentially in a manner that is not subject to further judicial review, and treating that as an admission of guilt doesn't make sense. As the Wikipedia entry on Burdick notes in the pertinent part: Legal scholars have questioned whether that portion of Burdick [ed. about admission of guilt] is meaningful or merely dicta. President Ford made reference to the Burdick decision in his post-pardon written statement furnished to the Judiciary Committee of the United States House of Representatives on October 17, 1974. However, said reference related only to the portion of Burdick that supported the proposition that the Constitution does not limit the pardon power to cases of convicted offenders or even indicted offenders. I would read this as dicta, as this portion of the holding was not necessary for the court to reach its conclusion and the fact pattern in Burdick was a typical fact pattern where guilt was not disputed. It didn't raise the concerns present when a pardon is requested based upon a claim of innocence, and granted following a conviction. Instead, the holding of Burdick was that there was no pardon because the pardon was rejected (in a manner very similar to a common law disclaimer of a gift), so its holding didn't need to reach the effect of a pardon that is accepted to resolve the case. Can it be used as &quot;reasonable cause&quot; for various actions? This is a bit too vague to know what you are getting at. I suppose that a pardon could constitute reasonable cause for some things favorable to a defendant who is pardoned (e.g., potentially in a motion seeking to reopen a termination of parental rights entered on the basis of the conviction). I suppose it could also be used in a manner potentially unfavorable to a defendant (e.g. showing a pattern of past conduct that demonstrates modus operandi in connection with a prosecution for a new crime). I don't think it could be used as grounds to deny an occupational or business license for bad character. Still, without more clear context it is harder to know what you are really looking for in this regard and I'm not confident that my examples address that. Does the defendant lose their right to refuse to testify in the new case? I haven't reviewed the case law, but my intuition is that if it has never been waived before, it wouldn't be waived by the pardon, but that if it was waived in a previous proceeding resulting in a conviction that was then pardoned, that the prior sworn testimony might be admissible evidence in the new action since it is not hearsay and isn't itself evidence of a prior conviction. The context of the prior testimony might have to be concealed from the jury. As noted by @Putvi, the defendant could not claim risk of conviction for the federal crime as a ground for invoking the 5th Amendment if a pardon is accepted (something that is implied in Burdick), but if there was an overlapping state law crime, risk of conviction for the state crime could constitute a grounds upon which to invoke the 5th Amendment. Burdick does stand for the proposition that a pardon not solicited by the defendant, that is rejected, cannot provide a basis for removing the 5th Amendment protection with respect to a risk of conviction for federal crime. I would also be inclined to think that matters disclosed in an application for a pardon might be admissible evidence as a non-hearsay statement of a party-opponent, if the statement was stripped of the pardon application context (which would be unduly prejudicial since it would imply a prior conviction which otherwise wouldn't be admissible).
In Wisconsin, right after the perjury law, they have a law prohibiting "false swearing". It applies if a person: Makes or subscribes 2 inconsistent statements under oath or affirmation or upon signing a statement pursuant to s. 887.015 in regard to any matter respecting which an oath, affirmation, or statement is, in each case, authorized or required by law or required by any public officer or governmental agency as a prerequisite to such officer or agency taking some official action, under circumstances which demonstrate that the witness or subscriber knew at least one of the statements to be false when made. The period of limitations within which prosecution may be commenced runs from the time of the first statement. So even if they couldn't actually get you for perjury, they could get you for violating this law. Perjury and false swearing are both class H felonies, so you can expect the same punishment. I am going to guess that the existence of this law suggests that it was needed to cover what would otherwise be a loophole in the perjury law, but I can't say for sure.
It's never happened so there is really no definitive answer. There are plausible arguments both ways. Many impeachment cases have been dismissed in the Senate before a trial is complete, or before a Senate trial is commenced, because a resignation has made the process moot.
He will be thrown out of office (the "except in case of impeachment" clause means the president cannot immunize a person against impeachment); because he was pardoned by POTUS, he will not be charged of the crime that he was pardoned for – the prosecution does not get a chance to argue anything. They might however prosecute him for some other offense not covered by the pardon (if POTUS forgets a sweeping statement like "any and all crimes related to X"). I don't think a prosecutor is likely to try to argue that the Constitution means "the president cannot pardon a person who has been impeached".
Under the Federal Rules of Criminal Procedure (Rule 11(b)(1)), a federal court may not accept a guilty plea without first addressing the defendant personally in open court. During this address, there are 15 things that the court must ensure that the defendant understands (if they apply in the case); one of these is the nature of every charge the defendant is pleading guilty to. Prosecutors can't sneak stuff into the guilty plea that the defendant doesn't know about.