At the SEC, his department conducted investigations about improprieties, conflicts of interest, and the SEC's failure to uncover Ponzi schemes, referring about 30 cases to the Justice Department, of which 2 were prosecuted, leading to 1 conviction.
His department conducted investigations about improprieties. This was at the SEC. His department conducted conflicts of interest. This was at the SEC. His department conducted the SEC's failure to uncover Ponzi schemes. This was at the SEC. His department was referring about 30 cases to the Justice Department. This was at the SEC. His department was leading to 1 conviction. This was at the SEC.2 were prosecuted of the Justice Department.