 Albert Smalls and his firm, known as Winnia Financial Services LLC, which operated in Delaware, has Sun Financial Services, Inc. The complaint comes from an investigation by the Investor Protection Unit and the Delaware DOJ, which alleges that Smalls and his firm charged clients unreasonably excessive fees, made misstatements to clients and regulators, and failed to keep records in compliance with state law. His firm is now registered in Girdletree, Maryland.